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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTX icon
26
Vertex Pharmaceuticals
VRTX
$119B
$50.7M 0.46%
175,099
-20,047
-10% -$5.77M
PLD icon
27
Prologis
PLD
$135B
$49.5M 0.45%
486,967
+5,021
+1% +$623K
SRLN icon
28
State Street Blackstone Senior Loan ETF
SRLN
$5.32B
$49.3M 0.45%
1,206,992
-316,340
-21% -$13.4M
GHIX
29
DELISTED
Gores Holdings IX, Inc. Class A Common Stock
GHIX
$48.7M 0.45%
5,031,868
– –
CMCSA icon
30
Comcast
CMCSA
$87.2B
$46.9M 0.43%
1,598,200
+81,512
+5% +$3.05M
FIGS icon
31
FIGS
FIGS
$1.82B
$46.9M 0.43%
5,681,497
– –
IWM icon
32
iShares Russell 2000 ETF
IWM
$83B
$45M 0.41%
273,132
-1,563
-0.6% -$285K
HON icon
33
Honeywell
HON
$78.2B
$44.4M 0.41%
281,917
+14,208
+5% +$2.47M
INTC icon
34
Intel
INTC
$509B
$43.1M 0.39%
1,673,217
+31,164
+2% +$1.06M
MA icon
35
Mastercard
MA
$500B
$43M 0.39%
151,319
+677
+0.4% +$224K
QQQ icon
36
Invesco QQQ Trust
QQQ
$485B
$42.7M 0.39%
159,937
+1,317
+0.8% +$397K
ADBE icon
37
Adobe
ADBE
$102B
$42.6M 0.39%
154,804
+8,385
+6% +$3.17M
MCD icon
38
McDonald's
MCD
$191B
$42.2M 0.39%
182,895
+46
+0% +$11.8K
V icon
39
Visa
V
$683B
$41.9M 0.38%
235,773
-1,246
-0.5% -$254K
NEA icon
40
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$40.7M 0.37%
3,835,615
+73,321
+2% +$881K
LRCX icon
41
Lam Research
LRCX
$398B
$40.5M 0.37%
1,107,440
+66,680
+6% +$2.97M
APD icon
42
Air Products & Chemicals
APD
$65.2B
$40.5M 0.37%
173,832
+11,815
+7% +$2.92M
NVG icon
43
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$39.9M 0.37%
3,417,606
+54,557
+2% +$743K
AEP icon
44
American Electric Power
AEP
$69.9B
$39.8M 0.36%
460,849
+43,640
+10% +$4.31M
TMUS icon
45
T-Mobile US
TMUS
$190B
$39.7M 0.36%
295,619
+6,186
+2% +$869K
MDLZ icon
46
Mondelez International
MDLZ
$78.8B
$39.1M 0.36%
712,483
+71,524
+11% +$4.44M
GDX icon
47
VanEck Gold Miners ETF
GDX
$23.8B
$38.5M 0.35%
1,598,040
– –
LLY icon
48
Eli Lilly
LLY
$995B
$38.4M 0.35%
118,890
-8,714
-7% -$2.76M
VZ icon
49
Verizon
VZ
$195B
$38M 0.35%
1,000,816
-44,691
-4% -$1.99M
REGN icon
50
Regeneron Pharmaceuticals
REGN
$78.2B
$37.6M 0.34%
54,515
-8,197
-13% -$5.16M
1
2
3 4 5

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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.