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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
26
Texas Instruments
TXN
$252B
$93.2M 0.49%
494,546
+45,195
+10% +$8.68M
PFE icon
27
Pfizer
PFE
$143B
$91.3M 0.48%
1,545,822
+29,250
+2% +$1.45M
QQQ icon
28
Invesco QQQ Trust
QQQ
$469B
$90.3M 0.47%
226,985
+48,187
+27% +$18.6M
COST icon
29
Costco
COST
$422B
$88.5M 0.46%
155,843
+12,541
+9% +$6.42M
CMCSA icon
30
Comcast
CMCSA
$85B
$86.8M 0.45%
1,725,523
+139,252
+9% +$7.26M
NFLX icon
31
Netflix
NFLX
$299B
$84.9M 0.44%
1,409,820
+85,470
+6% +$5.46M
JNJ icon
32
Johnson & Johnson
JNJ
$618B
$82.5M 0.43%
482,515
+36,488
+8% +$5.97M
LRCX icon
33
Lam Research
LRCX
$367B
$81.3M 0.42%
1,130,810
+47,660
+4% +$2.99M
AMGN icon
34
Amgen
AMGN
$208B
$80.9M 0.42%
359,446
+47,642
+15% +$10.1M
AMAT icon
35
Applied Materials
AMAT
$403B
$78.3M 0.41%
497,852
+37,600
+8% +$5.45M
CVX icon
36
Chevron
CVX
$392B
$78.1M 0.41%
665,504
+35,652
+6% +$4.05M
EQIX icon
37
Equinix
EQIX
$101B
$71.8M 0.37%
84,843
+2,353
+3% +$1.89M
UNH icon
38
UnitedHealth
UNH
$376B
$70.8M 0.37%
141,088
-7,248
-5% -$3.28M
MRK icon
39
Merck
MRK
$322B
$70.2M 0.37%
916,392
+39,983
+5% +$3.18M
PG icon
40
Procter & Gamble
PG
$336B
$69.9M 0.36%
427,516
+45,420
+12% +$6.74M
KO icon
41
Coca-Cola
KO
$377B
$68M 0.35%
1,148,934
+110,837
+11% +$6.17M
SBUX icon
42
Starbucks
SBUX
$120B
$66.4M 0.35%
567,577
-19,744
-3% -$2.23M
GILD icon
43
Gilead Sciences
GILD
$162B
$66.1M 0.34%
910,585
+94,509
+12% +$6.51M
LOW icon
44
Lowe's Companies
LOW
$117B
$64.4M 0.34%
249,250
+7,247
+3% +$1.72M
NVG icon
45
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$64.2M 0.33%
3,581,273
-3,601
-0.1% -$62.8K
AMD icon
46
Advanced Micro Devices
AMD
$776B
$64.1M 0.33%
445,738
+46,348
+12% +$6.23M
PYPL icon
47
PayPal
PYPL
$48.9B
$62.9M 0.33%
333,345
-10,515
-3% -$2.28M
NEA icon
48
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$62.3M 0.33%
3,994,662
-7,761
-0.2% -$118K
V icon
49
Visa
V
$684B
$61.9M 0.32%
285,679
-6,274
-2% -$1.35M
MA icon
50
Mastercard
MA
$502B
$60M 0.31%
166,936
-9,664
-5% -$3.34M
1
2
3 4 5

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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.