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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
26
Johnson & Johnson
JNJ
$613B
$72M 0.43%
446,027
+28,098
+7% +$4.79M
IWM icon
27
iShares Russell 2000 ETF
IWM
$81.5B
$67.7M 0.41%
309,329
+24,797
+9% +$5.5M
AMGN icon
28
Amgen
AMGN
$204B
$66.3M 0.4%
311,804
+4,679
+2% +$1.08M
JPM icon
29
JPMorgan Chase
JPM
$937B
$65.9M 0.4%
402,861
+31,575
+9% +$4.95M
MRK icon
30
Merck
MRK
$316B
$65.8M 0.4%
876,409
+110,834
+14% +$8.43M
PFE icon
31
Pfizer
PFE
$143B
$65.2M 0.39%
1,516,572
+72,600
+5% +$3.22M
EQIX icon
32
Equinix
EQIX
$102B
$65.2M 0.39%
82,490
-2,432
-3% -$2.02M
V icon
33
Visa
V
$683B
$65M 0.39%
291,953
+26,608
+10% +$6.24M
SBUX icon
34
Starbucks
SBUX
$118B
$64.8M 0.39%
587,321
-31,695
-5% -$3.71M
COST icon
35
Costco
COST
$423B
$64.4M 0.39%
143,302
-3,269
-2% -$1.44M
QQQ icon
36
Invesco QQQ Trust
QQQ
$469B
$64M 0.38%
178,798
-97
-0.1% -$35.7K
CVX icon
37
Chevron
CVX
$385B
$63.9M 0.38%
629,852
+118,214
+23% +$11.8M
CRM icon
38
Salesforce
CRM
$152B
$61.7M 0.37%
227,474
-7,436
-3% -$1.89M
LRCX icon
39
Lam Research
LRCX
$369B
$61.6M 0.37%
1,083,150
+120,130
+12% +$7.31M
NVG icon
40
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$61.5M 0.37%
3,584,874
-788
-0% -$14K
MA icon
41
Mastercard
MA
$500B
$61.4M 0.37%
176,600
+13,547
+8% +$4.93M
NEA icon
42
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$60.8M 0.37%
4,002,423
-57,886
-1% -$915K
AMAT icon
43
Applied Materials
AMAT
$411B
$59.2M 0.36%
460,252
+32,322
+8% +$4.39M
UNH icon
44
UnitedHealth
UNH
$377B
$58M 0.35%
148,336
-19,951
-12% -$8.26M
GILD icon
45
Gilead Sciences
GILD
$163B
$57M 0.34%
816,076
-16,528
-2% -$1.16M
MMM icon
46
3M
MMM
$91.4B
$56M 0.34%
381,938
+60,204
+19% +$9.75M
KO icon
47
Coca-Cola
KO
$374B
$54.5M 0.33%
1,038,097
+91,316
+10% +$5.09M
PG icon
48
Procter & Gamble
PG
$338B
$53.4M 0.32%
382,096
+40,847
+12% +$5.79M
IBM icon
49
IBM
IBM
$213B
$52.8M 0.32%
397,876
+48,604
+14% +$6.5M
MCD icon
50
McDonald's
MCD
$188B
$51.5M 0.31%
213,742
-5,061
-2% -$1.21M
1
2
3 4 5

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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.