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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAT icon
26
Applied Materials
AMAT
$433B
$65.8M 0.43%
492,153
-107,294
-18% -$11.8M
UNH icon
27
UnitedHealth
UNH
$371B
$63.1M 0.41%
169,694
-7,200
-4% -$2.49M
SBUX icon
28
Starbucks
SBUX
$120B
$62.9M 0.41%
575,965
-49,645
-8% -$5.21M
LMT icon
29
Lockheed Martin
LMT
$136B
$60.4M 0.4%
163,582
-6,238
-4% -$2.14M
NVG icon
30
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$60M 0.39%
3,550,986
+5,850
+0.2% +$97.6K
NEA icon
31
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$60M 0.39%
4,049,011
-55,716
-1% -$825K
QQQ icon
32
Invesco QQQ Trust
QQQ
$487B
$59.7M 0.39%
187,062
+16,449
+10% +$5.26M
IWM icon
33
iShares Russell 2000 ETF
IWM
$83.3B
$59.6M 0.39%
269,845
-1,779
-0.7% -$388K
PLD icon
34
Prologis
PLD
$130B
$57.2M 0.38%
539,511
+40,285
+8% +$4.11M
MA icon
35
Mastercard
MA
$502B
$56.9M 0.37%
159,699
-7,876
-5% -$2.75M
NFLX icon
36
Netflix
NFLX
$308B
$56.5M 0.37%
1,082,790
-149,790
-12% -$7.95M
EQIX icon
37
Equinix
EQIX
$103B
$56.2M 0.37%
82,751
+15,245
+23% +$10.5M
LOW icon
38
Lowe's Companies
LOW
$123B
$56.1M 0.37%
295,057
-11,769
-4% -$2.02M
JPM icon
39
JPMorgan Chase
JPM
$961B
$53.6M 0.35%
352,405
-7,872
-2% -$1.13M
CRM icon
40
Salesforce
CRM
$158B
$53M 0.35%
250,301
+12,980
+5% +$2.89M
PFE icon
41
Pfizer
PFE
$145B
$53M 0.35%
1,461,508
+40,497
+3% +$1.44M
MRK icon
42
Merck
MRK
$322B
$52.5M 0.34%
714,151
+80,509
+13% +$5.94M
V icon
43
Visa
V
$689B
$52.3M 0.34%
247,156
-5,379
-2% -$1.13M
GILD icon
44
Gilead Sciences
GILD
$164B
$51.6M 0.34%
798,558
-11,830
-1% -$763K
KO icon
45
Coca-Cola
KO
$372B
$51.3M 0.34%
973,824
+95,538
+11% +$4.81M
LRCX icon
46
Lam Research
LRCX
$396B
$50.7M 0.33%
852,200
-28,300
-3% -$1.54M
NAD icon
47
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$49M 0.32%
3,234,635
-3,938
-0.1% -$59.4K
MCD icon
48
McDonald's
MCD
$194B
$48.3M 0.32%
215,286
-4,550
-2% -$973K
CVX icon
49
Chevron
CVX
$375B
$47.9M 0.31%
457,456
+38,882
+9% +$3.8M
PG icon
50
Procter & Gamble
PG
$339B
$47.9M 0.31%
353,350
+36,173
+11% +$4.72M
1
2
3 4 5

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CII
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AAMU
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.