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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
26
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$67.2M 0.42%
179,673
-318
-0.2% -$113K
SBUX icon
27
Starbucks
SBUX
$121B
$66.9M 0.42%
625,610
+39,635
+7% +$3.78M
NFLX icon
28
Netflix
NFLX
$309B
$66.7M 0.42%
1,232,580
+132,230
+12% +$6.7M
UNH icon
29
UnitedHealth
UNH
$375B
$62M 0.39%
176,894
+12,460
+8% +$4.18M
NEA icon
30
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$62M 0.39%
4,104,727
-16,196
-0.4% -$236K
LMT icon
31
Lockheed Martin
LMT
$133B
$60.3M 0.38%
169,820
+7,797
+5% +$2.87M
MA icon
32
Mastercard
MA
$500B
$59.8M 0.38%
167,575
-5,035
-3% -$1.67M
NVG icon
33
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$59.5M 0.37%
3,545,136
+49,652
+1% +$799K
BKLN icon
34
Invesco Senior Loan ETF
BKLN
$6.8B
$56.4M 0.35%
2,532,805
-9,883
-0.4% -$217K
V icon
35
Visa
V
$688B
$55.2M 0.35%
252,535
+13,320
+6% +$2.73M
COST icon
36
Costco
COST
$418B
$54M 0.34%
143,209
+26,002
+22% +$9.72M
QQQ icon
37
Invesco QQQ Trust
QQQ
$480B
$53.5M 0.34%
170,613
+5,156
+3% +$1.51M
IWM icon
38
iShares Russell 2000 ETF
IWM
$82.5B
$53.3M 0.33%
271,624
-36,691
-12% -$6.42M
CRM icon
39
Salesforce
CRM
$158B
$52.8M 0.33%
237,321
+11,307
+5% +$2.75M
PFE icon
40
Pfizer
PFE
$147B
$52.3M 0.33%
1,421,011
+1,929
+0.1% +$70.8K
AMAT icon
41
Applied Materials
AMAT
$424B
$51.7M 0.32%
599,447
-21,617
-3% -$1.6M
NAD icon
42
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$49.8M 0.31%
3,238,573
-18,867
-0.6% -$279K
PLD icon
43
Prologis
PLD
$131B
$49.8M 0.31%
499,226
+38,807
+8% +$3.92M
VRTX icon
44
Vertex Pharmaceuticals
VRTX
$123B
$49.6M 0.31%
209,790
+17,699
+9% +$4.06M
MRK icon
45
Merck
MRK
$317B
$49.5M 0.31%
633,642
+79,768
+14% +$6.1M
LOW icon
46
Lowe's Companies
LOW
$123B
$49.2M 0.31%
306,826
+24,255
+9% +$3.94M
NEE icon
47
NextEra Energy
NEE
$179B
$49M 0.31%
635,427
-48,493
-7% -$3.63M
EQIX icon
48
Equinix
EQIX
$104B
$48.2M 0.3%
67,506
+722
+1% +$537K
KO icon
49
Coca-Cola
KO
$374B
$48.2M 0.3%
878,286
+23,595
+3% +$1.22M
GILD icon
50
Gilead Sciences
GILD
$164B
$47.2M 0.3%
810,388
+13,870
+2% +$837K
1
2
3 4 5

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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.