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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
26
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$60.3M 0.44%
179,991
-11,569
-6% -$3.83M
NEA icon
27
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$59.1M 0.43%
4,120,923
-39,342
-0.9% -$565K
MA icon
28
Mastercard
MA
$499B
$58.4M 0.42%
172,610
+3,510
+2% +$1.14M
CRM icon
29
Salesforce
CRM
$152B
$56.8M 0.41%
226,014
+37,030
+20% +$8.11M
BKLN icon
30
Invesco Senior Loan ETF
BKLN
$6.81B
$55.3M 0.4%
2,542,688
+15,884
+0.6% +$345K
NFLX icon
31
Netflix
NFLX
$307B
$55M 0.4%
1,100,350
+27,200
+3% +$1.35M
NVG icon
32
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$54.7M 0.4%
3,495,484
+33,184
+1% +$520K
VRTX icon
33
Vertex Pharmaceuticals
VRTX
$123B
$52.3M 0.38%
192,091
-3,079
-2% -$849K
UNH icon
34
UnitedHealth
UNH
$368B
$51.3M 0.37%
164,434
-4,374
-3% -$1.34M
EQIX icon
35
Equinix
EQIX
$104B
$50.8M 0.37%
66,784
-2,029
-3% -$1.54M
SBUX icon
36
Starbucks
SBUX
$119B
$50.3M 0.36%
585,975
-23,672
-4% -$1.89M
GILD icon
37
Gilead Sciences
GILD
$162B
$50.3M 0.36%
796,518
-55,968
-7% -$3.88M
VZ icon
38
Verizon
VZ
$194B
$50M 0.36%
840,238
-45,142
-5% -$2.62M
PFE icon
39
Pfizer
PFE
$147B
$49.4M 0.36%
1,419,082
-51,732
-4% -$1.81M
WM icon
40
Waste Management
WM
$90.2B
$49.2M 0.36%
435,107
-15,158
-3% -$1.68M
PG icon
41
Procter & Gamble
PG
$341B
$48.6M 0.35%
349,345
-48,824
-12% -$6.48M
MCD icon
42
McDonald's
MCD
$195B
$48.2M 0.35%
219,459
-11,697
-5% -$2.4M
V icon
43
Visa
V
$685B
$47.8M 0.35%
239,215
+15,487
+7% +$3.09M
NEE icon
44
NextEra Energy
NEE
$178B
$47.5M 0.34%
683,920
-96,012
-12% -$6.63M
NAD icon
45
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$47.3M 0.34%
3,257,440
-36,200
-1% -$526K
LOW icon
46
Lowe's Companies
LOW
$122B
$46.9M 0.34%
282,571
+26,969
+11% +$4.15M
PLD icon
47
Prologis
PLD
$131B
$46.3M 0.34%
460,419
+37,385
+9% +$3.75M
IWM icon
48
iShares Russell 2000 ETF
IWM
$82.4B
$46.2M 0.33%
308,315
+329
+0.1% +$49.5K
QQQ icon
49
Invesco QQQ Trust
QQQ
$479B
$46M 0.33%
165,457
-9,387
-5% -$2.55M
UNP icon
50
Union Pacific
UNP
$176B
$45.1M 0.33%
229,217
-37,245
-14% -$6.92M
1
2
3 4 5

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.