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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-16.51%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$9.93B
AUM Growth
-$3.38B
Cap. Flow
-$783M
Cap. Flow %
-7.89%
Top 10 Hldgs %
19.46%
Holding
2,102
New
46
Increased
519
Reduced
1,261
Closed
268

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$736M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$280M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$28.2M
4
CNO icon
CNO Financial Group
CNO
+$22.6M
5
RGA icon
Reinsurance Group of America
RGA
+$15.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$255M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$95.7M
3
AAPL icon
Apple
AAPL
+$71.2M
4
MSFT icon
Microsoft
MSFT
+$68.9M
5
AMZN icon
Amazon
AMZN
+$47.4M

Sector Composition

Rank Sector Weight
1 Technology 14.58%
2 Healthcare 9.97%
3 Financials 8.51%
4 Consumer Staples 6.67%
5 Consumer Discretionary 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
26
NVIDIA
NVDA
$5.3T
$44.6M 0.45%
6,773,400
-2,057,440
-23% -$13M
SLV icon
27
iShares Silver Trust
SLV
$29.8B
$43.6M 0.44%
3,341,777
-999,514
-23% -$15.7M
PFE icon
28
Pfizer
PFE
$149B
$43M 0.43%
1,388,112
-86,702
-6% -$2.95M
CMCSA icon
29
Comcast
CMCSA
$89.3B
$42.4M 0.43%
1,232,088
-318,577
-21% -$13.4M
EQIX icon
30
Equinix
EQIX
$104B
$41.1M 0.41%
65,877
-5,494
-8% -$3.29M
MA icon
31
Mastercard
MA
$505B
$41.1M 0.41%
170,116
-6,533
-4% -$1.94M
NEA icon
32
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$40.2M 0.4%
2,965,915
+11,186
+0.4% +$159K
AMT icon
33
American Tower
AMT
$79.8B
$39.9M 0.4%
183,230
+3,354
+2% +$781K
WM icon
34
Waste Management
WM
$91.5B
$39.8M 0.4%
429,903
-21,391
-5% -$2.45M
UNP icon
35
Union Pacific
UNP
$175B
$38.2M 0.38%
270,733
-25,109
-8% -$4.15M
TXN icon
36
Texas Instruments
TXN
$254B
$38M 0.38%
379,760
-70,548
-16% -$8.47M
IWM icon
37
iShares Russell 2000 ETF
IWM
$82.1B
$37.1M 0.37%
324,453
-24,827
-7% -$3.7M
QQQ icon
38
Invesco QQQ Trust
QQQ
$479B
$36.9M 0.37%
193,593
-80,314
-29% -$17M
REGN icon
39
Regeneron Pharmaceuticals
REGN
$79.5B
$36.8M 0.37%
75,320
-14,185
-16% -$5.85M
PLD icon
40
Prologis
PLD
$130B
$36M 0.36%
448,396
+84,819
+23% +$7.41M
SBUX icon
41
Starbucks
SBUX
$120B
$36M 0.36%
548,034
-110,692
-17% -$8.95M
UNH icon
42
UnitedHealth
UNH
$367B
$35.9M 0.36%
144,012
-30,478
-17% -$8.39M
NVG icon
43
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$35.4M 0.36%
2,409,374
-18,808
-0.8% -$303K
V icon
44
Visa
V
$692B
$35M 0.35%
217,069
-6,646
-3% -$1.25M
QCOM icon
45
Qualcomm
QCOM
$168B
$34.5M 0.35%
509,395
-128,361
-20% -$10.5M
MRK icon
46
Merck
MRK
$317B
$33.9M 0.34%
461,654
-84,388
-15% -$6.63M
CLX icon
47
Clorox
CLX
$12.8B
$33.8M 0.34%
194,962
-11,325
-5% -$1.87M
SPY icon
48
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$33.6M 0.34%
130,400
+42,000
+48% +$12.8M
MCD icon
49
McDonald's
MCD
$196B
$33.6M 0.34%
203,263
-23,773
-10% -$4.68M
BIIB icon
50
Biogen
BIIB
$30.5B
$33M 0.33%
104,220
-39,975
-28% -$12.1M
1
2
3 4 5

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Guggenheim Capital held 2,102 positions worth $9.93B, down 25% from $13.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Guggenheim Capital withdrew a net $783M in Q1 2020, closing 268 positions and reducing 1,261 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $95.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $255M.

  • Guggenheim Capital's largest Q1 2020 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,315,008 shares worth $255M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q1 2020, an estimated $736M increase.
  • Guggenheim Capital's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $255M.
  • Guggenheim Capital fully exited iShares Core S&P 500 ETF in Q1 2020, selling an estimated $95.7M.
  • Guggenheim Capital's ten largest holdings make up 19% of its $9.93B portfolio in Q1 2020.
  • Guggenheim Capital opened 46 new positions and closed 268 in Q1 2020.
  • Guggenheim Capital's portfolio value fell 25% quarter-over-quarter to $9.93B.

Based on Guggenheim Capital's 13F filing for Q1 2020, filed 2 Jun 2020.