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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
26
JPMorgan Chase
JPM
$933B
$58.8M 0.44%
421,677
+25,765
+7% +$3.3M
QQQ icon
27
Invesco QQQ Trust
QQQ
$450B
$58.2M 0.44%
273,907
-20,723
-7% -$4.15M
SBUX icon
28
Starbucks
SBUX
$121B
$57.9M 0.44%
658,726
+79,557
+14% +$6.78M
IWM icon
29
iShares Russell 2000 ETF
IWM
$80.2B
$57.9M 0.43%
349,280
-12,886
-4% -$2.04M
TXN icon
30
Texas Instruments
TXN
$255B
$57.8M 0.43%
450,308
-10,497
-2% -$1.3M
QCOM icon
31
Qualcomm
QCOM
$160B
$56.3M 0.42%
637,756
+5,128
+0.8% +$429K
PFE icon
32
Pfizer
PFE
$142B
$54.8M 0.41%
1,474,814
-80,168
-5% -$2.86M
NEE icon
33
NextEra Energy
NEE
$183B
$54.6M 0.41%
901,684
+15,096
+2% +$881K
UNP icon
34
Union Pacific
UNP
$172B
$53.5M 0.4%
295,842
-12,176
-4% -$2.08M
XOM icon
35
ExxonMobil
XOM
$651B
$52.8M 0.4%
756,724
+55,652
+8% +$3.85M
MA icon
36
Mastercard
MA
$510B
$52.7M 0.4%
176,649
-16,632
-9% -$4.69M
NVDA icon
37
NVIDIA
NVDA
$4.72T
$51.9M 0.39%
8,830,840
+269,800
+3% +$1.4M
WM icon
38
Waste Management
WM
$90.9B
$51.4M 0.39%
451,294
+48,795
+12% +$5.51M
UNH icon
39
UnitedHealth
UNH
$383B
$51.3M 0.39%
174,490
+8,871
+5% +$2.32M
AMAT icon
40
Applied Materials
AMAT
$398B
$48.1M 0.36%
788,248
+60,042
+8% +$3.37M
MRK icon
41
Merck
MRK
$321B
$47.4M 0.36%
546,042
+9,534
+2% +$783K
VRTX icon
42
Vertex Pharmaceuticals
VRTX
$122B
$46.7M 0.35%
213,495
-20,187
-9% -$4.09M
MCD icon
43
McDonald's
MCD
$191B
$44.9M 0.34%
227,036
-4,047
-2% -$803K
BIIB icon
44
Biogen
BIIB
$30.7B
$42.8M 0.32%
144,195
-12,140
-8% -$3.37M
HD icon
45
Home Depot
HD
$332B
$42.7M 0.32%
195,580
+15,734
+9% +$3.56M
NEA icon
46
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$42.5M 0.32%
2,954,729
+5,202
+0.2% +$73.9K
V icon
47
Visa
V
$673B
$42M 0.32%
223,715
-40,493
-15% -$7.3M
EQIX icon
48
Equinix
EQIX
$103B
$41.7M 0.31%
71,371
+1,932
+3% +$1.09M
AMT icon
49
American Tower
AMT
$81.3B
$41.3M 0.31%
179,876
-42,847
-19% -$9.33M
WBA
50
DELISTED
Walgreens Boots Alliance
WBA
$40.5M 0.3%
687,665
+19,939
+3% +$1.15M
1
2
3 4 5

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.