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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
26
Gilead Sciences
GILD
$163B
$53.2M 0.43%
839,819
+20,618
+3% +$1.35M
PFE icon
27
Pfizer
PFE
$142B
$53M 0.42%
1,554,982
+11,594
+0.8% +$422K
MA icon
28
Mastercard
MA
$510B
$52.5M 0.42%
193,281
-3,419
-2% -$942K
NEE icon
29
NextEra Energy
NEE
$183B
$51.6M 0.41%
886,588
-33,480
-4% -$1.81M
SBUX icon
30
Starbucks
SBUX
$121B
$51.2M 0.41%
579,169
-49,163
-8% -$4.56M
UNP icon
31
Union Pacific
UNP
$172B
$49.9M 0.4%
308,018
+40,085
+15% +$6.74M
MCD icon
32
McDonald's
MCD
$191B
$49.6M 0.4%
231,083
-1,370
-0.6% -$294K
XOM icon
33
ExxonMobil
XOM
$651B
$49.5M 0.4%
701,072
-31,337
-4% -$2.27M
AMT icon
34
American Tower
AMT
$81.3B
$49.3M 0.39%
222,723
+3,662
+2% +$799K
ABBV icon
35
AbbVie
ABBV
$455B
$48.7M 0.39%
643,540
-12,979
-2% -$890K
QCOM icon
36
Qualcomm
QCOM
$160B
$48.3M 0.39%
632,628
+38,128
+6% +$2.87M
JPM icon
37
JPMorgan Chase
JPM
$933B
$46.6M 0.37%
395,912
-93,259
-19% -$10.5M
WM icon
38
Waste Management
WM
$90.9B
$46.3M 0.37%
402,499
+44,398
+12% +$5.18M
V icon
39
Visa
V
$673B
$45.4M 0.36%
264,208
-13,166
-5% -$2.35M
MRK icon
40
Merck
MRK
$321B
$43.1M 0.34%
536,508
-45,115
-8% -$3.62M
KO icon
41
Coca-Cola
KO
$381B
$43M 0.34%
789,430
+87,207
+12% +$4.67M
NEA icon
42
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$42.2M 0.34%
2,949,527
+2,560,245
+658% +$36.3M
PYPL icon
43
PayPal
PYPL
$49.3B
$42M 0.34%
405,588
-21,179
-5% -$2.33M
HD icon
44
Home Depot
HD
$332B
$41.7M 0.33%
179,846
-19,744
-10% -$4.32M
BA icon
45
Boeing
BA
$175B
$41.4M 0.33%
108,782
-12,489
-10% -$4.46M
NVG icon
46
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$40.3M 0.32%
2,408,208
+1,984,355
+468% +$32.6M
EQIX icon
47
Equinix
EQIX
$103B
$40.1M 0.32%
69,439
+69
+0.1% +$37.1K
VRTX icon
48
Vertex Pharmaceuticals
VRTX
$122B
$39.6M 0.32%
233,682
-2,694
-1% -$477K
IBM icon
49
IBM
IBM
$209B
$38.3M 0.31%
275,751
+2,703
+1% +$365K
NVDA icon
50
NVIDIA
NVDA
$4.72T
$37.3M 0.3%
8,561,040
+504,280
+6% +$2.12M
1
2
3 4 5

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CII
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NMIFOAC
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.