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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
26
Verizon
VZ
$194B
$113M 0.26%
2,273,307
-101,174
-4% -$4.76M
QCOM icon
27
Qualcomm
QCOM
$176B
$112M 0.26%
2,151,194
+43,510
+2% +$2.3M
PFE icon
28
Pfizer
PFE
$140B
$111M 0.26%
3,280,703
-129,945
-4% -$4.18M
CVX icon
29
Chevron
CVX
$388B
$111M 0.26%
941,097
-25,682
-3% -$2.8M
CMCSA icon
30
Comcast
CMCSA
$79.1B
$110M 0.26%
2,859,466
-248,820
-8% -$9.8M
T icon
31
AT&T
T
$165B
$110M 0.26%
3,707,698
-18,953
-0.5% -$538K
PG icon
32
Procter & Gamble
PG
$343B
$109M 0.26%
1,197,421
-46,147
-4% -$4.2M
TXN icon
33
Texas Instruments
TXN
$255B
$107M 0.25%
1,192,363
-24,492
-2% -$2.01M
BRK.B icon
34
Berkshire Hathaway Class B
BRK.B
$1.07T
$106M 0.25%
579,977
-20,820
-3% -$3.68M
BIIB icon
35
Biogen
BIIB
$29.9B
$106M 0.25%
339,085
-36,723
-10% -$10.9M
GLW icon
36
Corning
GLW
$126B
$103M 0.24%
3,438,771
-463,486
-12% -$13.7M
MA icon
37
Mastercard
MA
$477B
$101M 0.24%
715,584
-70,538
-9% -$9.33M
XOM icon
38
ExxonMobil
XOM
$651B
$98.6M 0.23%
1,202,692
-1,847
-0.2% -$147K
CRM icon
39
Salesforce
CRM
$134B
$97.6M 0.23%
1,044,853
-78,144
-7% -$7.19M
AWK icon
40
American Water Works
AWK
$26.3B
$97.5M 0.23%
1,205,524
+21,926
+2% +$1.77M
CVS icon
41
CVS Health
CVS
$137B
$95.6M 0.22%
1,175,810
-71,108
-6% -$5.62M
V icon
42
Visa
V
$677B
$94.2M 0.22%
894,632
-48,810
-5% -$4.95M
WMT icon
43
Walmart Inc
WMT
$871B
$94M 0.22%
3,608,346
-54,960
-2% -$1.44M
PEP icon
44
PepsiCo
PEP
$186B
$92.5M 0.22%
830,207
-56,117
-6% -$6.48M
ALGN icon
45
Align Technology
ALGN
$12B
$91.2M 0.21%
489,408
-32,772
-6% -$5.61M
MRK icon
46
Merck
MRK
$324B
$89.8M 0.21%
1,469,123
+19,308
+1% +$1.17M
BAC icon
47
Bank of America
BAC
$435B
$89.5M 0.21%
3,533,889
-124,745
-3% -$3.03M
ADBE icon
48
Adobe
ADBE
$89.5B
$88.8M 0.21%
595,151
-42,879
-7% -$6.4M
WRK
49
DELISTED
WestRock Company
WRK
$88.6M 0.21%
1,562,150
+162,261
+12% +$9.26M
KO icon
50
Coca-Cola
KO
$354B
$88.4M 0.21%
1,964,220
-146,471
-7% -$6.66M
1
2
3 4 5

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AAMU
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NMIFOAC
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.