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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
26
Gilead Sciences
GILD
$162B
$103M 0.28%
1,511,988
-33,115
-2% -$2.33M
PYPL icon
27
PayPal
PYPL
$49.5B
$102M 0.28%
2,369,155
+3,949
+0.2% +$165K
PEP icon
28
PepsiCo
PEP
$191B
$102M 0.28%
909,666
-110,020
-11% -$11.8M
GLW icon
29
Corning
GLW
$123B
$101M 0.27%
3,737,257
+253,181
+7% +$6.74M
CVS icon
30
CVS Health
CVS
$137B
$99.1M 0.27%
1,262,466
+121,028
+11% +$9.66M
CVX icon
31
Chevron
CVX
$378B
$98.8M 0.27%
920,281
-68,615
-7% -$7.7M
WMT icon
32
Walmart Inc
WMT
$889B
$98.3M 0.27%
4,091,319
-69,414
-2% -$1.6M
XOM icon
33
ExxonMobil
XOM
$642B
$97.1M 0.26%
1,184,366
-72,273
-6% -$6.04M
PFE icon
34
Pfizer
PFE
$141B
$97M 0.26%
2,990,064
-167,287
-5% -$5.27M
SPY icon
35
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$91.2M 0.25%
387,011
-396,260
-51% -$92.1M
BIIB icon
36
Biogen
BIIB
$29.5B
$90.8M 0.25%
331,932
+1,953
+0.6% +$552K
TXN icon
37
Texas Instruments
TXN
$255B
$90.6M 0.25%
1,124,944
-10,226
-0.9% -$792K
CRM icon
38
Salesforce
CRM
$142B
$90.2M 0.24%
1,093,722
-12,873
-1% -$1.03M
KO icon
39
Coca-Cola
KO
$362B
$89.6M 0.24%
2,111,717
-79,428
-4% -$3.31M
PM icon
40
Philip Morris
PM
$305B
$89.3M 0.24%
791,128
-194,464
-20% -$20.1M
AWK icon
41
American Water Works
AWK
$26.3B
$88.4M 0.24%
1,136,971
+45,187
+4% +$3.36M
SBUX icon
42
Starbucks
SBUX
$118B
$88.1M 0.24%
1,509,599
+45,877
+3% +$2.6M
MRK icon
43
Merck
MRK
$323B
$88.1M 0.24%
1,453,616
-69,984
-5% -$4.25M
MA icon
44
Mastercard
MA
$487B
$87.6M 0.24%
778,590
+14,578
+2% +$1.6M
WFC icon
45
Wells Fargo
WFC
$264B
$86.5M 0.23%
1,553,351
-56,096
-3% -$3.18M
BAC icon
46
Bank of America
BAC
$436B
$85.9M 0.23%
3,641,772
-93,916
-3% -$2.23M
MO icon
47
Altria Group
MO
$122B
$85.5M 0.23%
1,197,092
-154,382
-11% -$11.2M
ULTA icon
48
Ulta Beauty
ULTA
$20.7B
$85.3M 0.23%
299,113
-12,947
-4% -$3.54M
FFIV icon
49
F5
FFIV
$23B
$84.5M 0.23%
592,837
+38,350
+7% +$5.47M
ADI icon
50
Analog Devices
ADI
$181B
$83.2M 0.23%
1,015,323
+142,645
+16% +$11.2M
1
2
3 4 5

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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.