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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
26
Alphabet (Google) Class C
GOOG
$3.99T
$104M 0.3%
2,696,200
+58,900
+2% +$2.29M
BRK.B icon
27
Berkshire Hathaway Class B
BRK.B
$1.07T
$104M 0.3%
636,443
+192,071
+43% +$29.6M
LRCX icon
28
Lam Research
LRCX
$365B
$103M 0.29%
9,708,750
+1,079,930
+13% +$11M
IBM icon
29
IBM
IBM
$204B
$102M 0.29%
639,718
+124,991
+24% +$19M
PFE icon
30
Pfizer
PFE
$141B
$97.3M 0.28%
3,157,351
+457,206
+17% +$14M
AVGO icon
31
Broadcom
AVGO
$1.82T
$96.2M 0.28%
5,441,050
+149,930
+3% +$2.6M
WMT icon
32
Walmart Inc
WMT
$889B
$95.9M 0.27%
4,160,733
+205,176
+5% +$4.79M
BIIB icon
33
Biogen
BIIB
$29.5B
$93.6M 0.27%
329,979
+24,020
+8% +$7.12M
PYPL icon
34
PayPal
PYPL
$49.5B
$93.4M 0.27%
2,365,206
+781,206
+49% +$31.4M
MO icon
35
Altria Group
MO
$122B
$91.4M 0.26%
1,351,474
-133,808
-9% -$8.62M
KO icon
36
Coca-Cola
KO
$362B
$90.8M 0.26%
2,191,145
-114,231
-5% -$4.75M
PM icon
37
Philip Morris
PM
$305B
$90.2M 0.26%
985,592
+18,064
+2% +$1.67M
CVS icon
38
CVS Health
CVS
$137B
$90.1M 0.26%
1,141,438
+227,688
+25% +$18.4M
MMM icon
39
3M
MMM
$91.9B
$89.2M 0.26%
597,249
+42,158
+8% +$6.08M
WFC icon
40
Wells Fargo
WFC
$264B
$88.7M 0.25%
1,609,447
+139,121
+9% +$7M
MRK icon
41
Merck
MRK
$323B
$85.6M 0.24%
1,523,600
+254,327
+20% +$14.9M
GLW icon
42
Corning
GLW
$123B
$84.6M 0.24%
3,484,076
+1,047,336
+43% +$24.9M
TXN icon
43
Texas Instruments
TXN
$255B
$82.8M 0.24%
1,135,170
+307,593
+37% +$22M
BAC icon
44
Bank of America
BAC
$436B
$82.6M 0.24%
3,735,688
-117,735
-3% -$2.27M
SBUX icon
45
Starbucks
SBUX
$118B
$81.3M 0.23%
1,463,722
+221,606
+18% +$12.3M
FFIV icon
46
F5
FFIV
$23B
$80.2M 0.23%
554,487
+206,989
+60% +$28M
ULTA icon
47
Ulta Beauty
ULTA
$20.7B
$79.6M 0.23%
312,060
+64,744
+26% +$16.2M
AWK icon
48
American Water Works
AWK
$26.3B
$79M 0.23%
1,091,784
+195,423
+22% +$14.1M
MA icon
49
Mastercard
MA
$487B
$78.9M 0.23%
764,012
+2,504
+0.3% +$259K
VLO icon
50
Valero Energy
VLO
$90.5B
$78.7M 0.23%
1,152,107
+63,457
+6% +$3.91M
1
2
3 4 5

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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.