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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
26
Walmart Inc
WMT
$889B
$95.1M 0.3%
3,955,557
-339,834
-8% -$8.24M
PM icon
27
Philip Morris
PM
$305B
$94.1M 0.29%
967,528
-71,173
-7% -$7.13M
MO icon
28
Altria Group
MO
$122B
$93.9M 0.29%
1,485,282
-122,311
-8% -$8.13M
STZ icon
29
Constellation Brands
STZ
$22.2B
$93.5M 0.29%
561,328
-63,580
-10% -$10.5M
AVGO icon
30
Broadcom
AVGO
$1.82T
$91.3M 0.28%
5,291,120
+270,550
+5% +$4.52M
NVDA icon
31
NVIDIA
NVDA
$4.76T
$87.8M 0.27%
51,228,120
-4,514,240
-8% -$6.67M
PFE icon
32
Pfizer
PFE
$141B
$86.8M 0.27%
2,700,145
-200,568
-7% -$6.71M
RAI
33
DELISTED
Reynolds American Inc
RAI
$86.3M 0.27%
1,831,254
+156,816
+9% +$7.87M
CMCSA icon
34
Comcast
CMCSA
$80.9B
$84.5M 0.26%
2,547,500
+21,774
+0.9% +$725K
V icon
35
Visa
V
$689B
$83.6M 0.26%
1,011,436
-46,858
-4% -$3.75M
REGN icon
36
Regeneron Pharmaceuticals
REGN
$69.9B
$82.3M 0.26%
204,836
+5,594
+3% +$2.24M
MMM icon
37
3M
MMM
$91.9B
$81.8M 0.25%
555,091
+11,320
+2% +$1.69M
LRCX icon
38
Lam Research
LRCX
$365B
$81.7M 0.25%
8,628,820
+252,670
+3% +$2.3M
CL icon
39
Colgate-Palmolive
CL
$73.6B
$81.4M 0.25%
1,098,006
-114,074
-9% -$8.43M
CVS icon
40
CVS Health
CVS
$137B
$81.3M 0.25%
913,750
+14,910
+2% +$1.41M
CRM icon
41
Salesforce
CRM
$142B
$79.2M 0.25%
1,109,845
+67,137
+6% +$5.24M
IBM icon
42
IBM
IBM
$204B
$78.2M 0.24%
514,727
-26,587
-5% -$4.03M
EA icon
43
Electronic Arts
EA
$52.4B
$78M 0.24%
912,908
+5,938
+0.7% +$475K
JPM icon
44
JPMorgan Chase
JPM
$947B
$77.6M 0.24%
1,165,840
-45,906
-4% -$2.99M
MA icon
45
Mastercard
MA
$487B
$77.5M 0.24%
761,508
+40,708
+6% +$3.9M
HD icon
46
Home Depot
HD
$335B
$76.2M 0.24%
592,504
-49,979
-8% -$6.66M
MRK icon
47
Merck
MRK
$323B
$75.6M 0.24%
1,269,273
-152,587
-11% -$8.92M
CNC icon
48
Centene
CNC
$31.6B
$75.5M 0.23%
2,255,314
+99,508
+5% +$3.46M
ATVI
49
DELISTED
Activision Blizzard
ATVI
$74M 0.23%
1,670,484
-20,065
-1% -$841K
MNST icon
50
Monster Beverage
MNST
$93.2B
$73.4M 0.23%
2,999,502
-267,690
-8% -$6.95M
1
2
3 4 5

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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.