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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
26
ExxonMobil
XOM
$634B
$94.6M 0.3%
1,132,184
-25,758
-2% -$2.06M
CVX icon
27
Chevron
CVX
$374B
$91.6M 0.29%
959,910
-34,934
-4% -$3.06M
QCOM icon
28
Qualcomm
QCOM
$172B
$90.9M 0.29%
1,777,831
-245,884
-12% -$12M
CMCSA icon
29
Comcast
CMCSA
$85.8B
$88.5M 0.28%
2,896,342
-357,878
-11% -$10.3M
BIIB icon
30
Biogen
BIIB
$30.4B
$88.4M 0.28%
339,479
-56,262
-14% -$14.9M
MDLZ icon
31
Mondelez International
MDLZ
$80.2B
$88.1M 0.28%
2,194,891
-142,161
-6% -$5.79M
PFE icon
32
Pfizer
PFE
$144B
$87.1M 0.27%
3,095,978
-206,071
-6% -$5.89M
RAI
33
DELISTED
Reynolds American Inc
RAI
$86.7M 0.27%
1,722,521
-330,741
-16% -$16.2M
CVS icon
34
CVS Health
CVS
$140B
$85.7M 0.27%
825,915
-7,595
-0.9% -$738K
MRK icon
35
Merck
MRK
$326B
$84.9M 0.27%
1,680,775
+67,347
+4% +$3.3M
JNK icon
36
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$84.7M 0.27%
823,912
+631,306
+328% +$62.9M
V icon
37
Visa
V
$697B
$83.8M 0.26%
1,096,129
-87,300
-7% -$6.34M
CTSH icon
38
Cognizant
CTSH
$23.8B
$83.1M 0.26%
1,326,102
-201,354
-13% -$11.7M
KHC icon
39
Kraft Heinz
KHC
$32.4B
$83M 0.26%
1,055,986
-104,018
-9% -$7.78M
HD icon
40
Home Depot
HD
$343B
$82.1M 0.26%
615,370
-19,446
-3% -$2.42M
AVGO icon
41
Broadcom
AVGO
$1.81T
$81.5M 0.26%
5,277,780
-971,280
-16% -$13.1M
IBM icon
42
IBM
IBM
$214B
$81.2M 0.26%
561,006
-28,548
-5% -$3.65M
FLIR
43
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$78.2M 0.25%
2,374,073
-376,820
-14% -$11.6M
JPM icon
44
JPMorgan Chase
JPM
$950B
$78.1M 0.25%
1,318,770
-87,580
-6% -$5.11M
MCD icon
45
McDonald's
MCD
$194B
$77.9M 0.25%
620,171
-47,869
-7% -$5.72M
MNST icon
46
Monster Beverage
MNST
$95.6B
$77.5M 0.24%
3,487,290
+35,886
+1% +$799K
HRL icon
47
Hormel Foods
HRL
$14.1B
$77M 0.24%
1,780,502
-160,486
-8% -$6.69M
GIS icon
48
General Mills
GIS
$20.1B
$76.2M 0.24%
1,202,873
+59,531
+5% +$3.46M
CRM icon
49
Salesforce
CRM
$149B
$75.3M 0.24%
1,020,349
-108,657
-10% -$7.48M
SBUX icon
50
Starbucks
SBUX
$118B
$74.4M 0.23%
1,245,792
-188,679
-13% -$11M
1
2
3 4 5

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.