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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.32%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.75B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
26
PepsiCo
PEP
$196B
$91.6M 0.28%
970,934
-47,944
-5% -$4.56M
MNST icon
27
Monster Beverage
MNST
$95.1B
$91.3M 0.28%
4,055,346
+280,080
+7% +$6.56M
PM icon
28
Philip Morris
PM
$309B
$88.6M 0.27%
1,117,196
-55,553
-5% -$4.57M
UNH icon
29
UnitedHealth
UNH
$382B
$88.6M 0.27%
763,592
-38,460
-5% -$4.6M
VRSN icon
30
VeriSign
VRSN
$26.3B
$87.3M 0.27%
1,237,629
-182,568
-13% -$12.4M
LEN icon
31
Lennar Class A
LEN
$20.4B
$87M 0.27%
1,898,592
-400,715
-17% -$19.7M
ABBV icon
32
AbbVie
ABBV
$465B
$85.6M 0.26%
1,573,504
-330,563
-17% -$21.5M
V icon
33
Visa
V
$701B
$85.2M 0.26%
1,223,139
-288,130
-19% -$20.6M
JPM icon
34
JPMorgan Chase
JPM
$916B
$85.2M 0.26%
1,397,395
-83,827
-6% -$5.49M
KO icon
35
Coca-Cola
KO
$383B
$84.9M 0.26%
2,115,825
-205,868
-9% -$8.25M
EQIX icon
36
Equinix
EQIX
$99.4B
$84.7M 0.26%
309,835
-36,431
-11% -$9.99M
MO icon
37
Altria Group
MO
$125B
$84M 0.26%
1,545,024
-358,865
-19% -$19.2M
AGN
38
DELISTED
Allergan plc
AGN
$83.3M 0.26%
306,447
-38,751
-11% -$11.9M
WMT icon
39
Walmart Inc
WMT
$909B
$82.5M 0.25%
3,819,378
-71,424
-2% -$1.64M
CVX icon
40
Chevron
CVX
$382B
$81.6M 0.25%
1,034,098
-48,318
-4% -$4.07M
WFC icon
41
Wells Fargo
WFC
$254B
$79M 0.24%
1,537,867
-40,193
-3% -$2.21M
UAA icon
42
Under Armour
UAA
$3.01B
$78.5M 0.24%
1,634,705
-183,790
-10% -$8.67M
AVGO icon
43
Broadcom
AVGO
$1.76T
$78.1M 0.24%
6,248,170
-794,360
-11% -$10M
RHT
44
DELISTED
Red Hat Inc
RHT
$78M 0.24%
1,085,770
-201,955
-16% -$15.2M
EW icon
45
Edwards Lifesciences
EW
$49.4B
$77.6M 0.24%
3,275,862
-302,778
-8% -$7.31M
ZTS icon
46
Zoetis
ZTS
$32.7B
$76.8M 0.24%
1,865,246
-150,554
-7% -$6.98M
HMHC
47
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$76.4M 0.24%
3,760,116
-1,699
-0% -$40.5K
CTSH icon
48
Cognizant
CTSH
$26.5B
$75.9M 0.23%
1,212,935
-418,221
-26% -$26.3M
CSC
49
DELISTED
Computer Sciences
CSC
$75.2M 0.23%
2,908,911
-694,985
-19% -$18.8M
VZ icon
50
Verizon
VZ
$197B
$74.6M 0.23%
1,714,544
-366,396
-18% -$16.9M
1
2
3 4 5

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.75B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.