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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVA
26
DELISTED
Covanta Holding Corporation
CVA
$100M 0.24%
4,711,675
-1,193,178
-20% -$24.9M
BKNG icon
27
Booking.com
BKNG
$154B
$99.3M 0.24%
2,143,400
+284,750
+15% +$14M
PFE icon
28
Pfizer
PFE
$144B
$98.4M 0.24%
3,506,866
+16,839
+0.5% +$473K
BIIB icon
29
Biogen
BIIB
$30.4B
$98M 0.24%
296,395
+16,470
+6% +$5.43M
WFC icon
30
Wells Fargo
WFC
$263B
$97.6M 0.23%
1,882,212
-104,125
-5% -$5.36M
KMI icon
31
Kinder Morgan
KMI
$70.3B
$97.5M 0.23%
2,543,097
+1,244,770
+96% +$47.3M
BSCF
32
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$96.4M 0.23%
4,432,732
+4,416,122
+26,587% +$96.3M
CVS icon
33
CVS Health
CVS
$140B
$94.7M 0.23%
1,189,994
-32,161
-3% -$2.54M
GMCR
34
DELISTED
KEURIG GREEN MTN INC
GMCR
$94.4M 0.23%
725,741
-228,389
-24% -$28.6M
LUV icon
35
Southwest Airlines
LUV
$22.7B
$94.4M 0.23%
2,796,350
-937,193
-25% -$28.6M
COP icon
36
ConocoPhillips
COP
$139B
$94M 0.23%
1,227,909
-43,922
-3% -$3.59M
UNH icon
37
UnitedHealth
UNH
$389B
$93.7M 0.22%
1,086,468
+18,357
+2% +$1.55M
EBAY icon
38
eBay
EBAY
$52.1B
$93.5M 0.22%
3,922,472
+1,631,711
+71% +$36.3M
ABBV icon
39
AbbVie
ABBV
$465B
$92.4M 0.22%
1,599,689
+229,750
+17% +$12.8M
FSLR icon
40
First Solar
FSLR
$21.8B
$92.4M 0.22%
1,403,421
+161,600
+13% +$10.9M
SLB icon
41
SLB Ltd
SLB
$74.2B
$91.5M 0.22%
900,064
+53,862
+6% +$5.87M
PSX icon
42
Phillips 66
PSX
$82.5B
$91.2M 0.22%
1,122,240
-26,663
-2% -$2.22M
JPM icon
43
JPMorgan Chase
JPM
$950B
$90.8M 0.22%
1,507,858
+21,766
+1% +$1.27M
CTSH icon
44
Cognizant
CTSH
$23.8B
$90.6M 0.22%
2,024,190
+843,956
+72% +$39.7M
BRK.B icon
45
Berkshire Hathaway Class B
BRK.B
$1.11T
$90.6M 0.22%
655,858
+13,078
+2% +$1.74M
PNW icon
46
Pinnacle West Capital
PNW
$12.8B
$90.6M 0.22%
1,657,294
+921,068
+125% +$51.3M
DTV
47
DELISTED
DIRECTV COM STK (DE)
DTV
$89.8M 0.22%
1,038,261
+38,342
+4% +$3.3M
REGN icon
48
Regeneron Pharmaceuticals
REGN
$72.9B
$89.2M 0.21%
247,515
+1,467
+0.6% +$492K
WMT icon
49
Walmart Inc
WMT
$900B
$89.2M 0.21%
3,498,201
+205,926
+6% +$5.2M
ETR icon
50
Entergy
ETR
$52.4B
$88.8M 0.21%
2,296,894
+58,346
+3% +$2.21M
1
2
3 4 5

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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.