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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
26
Walmart Inc
WMT
$908B
$80.7M 0.29%
3,273,099
+637,368
+24% +$16.1M
COP icon
27
ConocoPhillips
COP
$144B
$78.9M 0.28%
1,134,637
+54,213
+5% +$3.62M
AFG icon
28
American Financial Group
AFG
$12B
$78.7M 0.28%
1,456,495
+23,152
+2% +$1.21M
HRL icon
29
Hormel Foods
HRL
$14.2B
$78.4M 0.28%
3,723,104
+312,062
+9% +$6.56M
WRB icon
30
W.R. Berkley
WRB
$28B
$77M 0.28%
6,062,560
+238,376
+4% +$2.99M
QCOM icon
31
Qualcomm
QCOM
$169B
$76.4M 0.27%
1,134,068
+136,537
+14% +$8.95M
CMCSA icon
32
Comcast
CMCSA
$87.1B
$74.2M 0.27%
3,287,592
+457,196
+16% +$9.95M
JNJ icon
33
Johnson & Johnson
JNJ
$644B
$74.2M 0.27%
855,551
+17,644
+2% +$1.58M
LMT icon
34
Lockheed Martin
LMT
$133B
$73.7M 0.26%
577,775
+69,092
+14% +$8.39M
CCJ icon
35
Cameco
CCJ
$36.9B
$73.1M 0.26%
4,045,921
+513,070
+15% +$10.3M
WFC icon
36
Wells Fargo
WFC
$258B
$71.9M 0.26%
1,739,456
+128,181
+8% +$5.47M
WLL
37
DELISTED
Whiting Petroleum Corporation
WLL
$71.2M 0.26%
3,966
+146
+4% +$2.26M
JPM icon
38
JPMorgan Chase
JPM
$928B
$69.7M 0.25%
1,347,722
+113,197
+9% +$6.07M
REGN icon
39
Regeneron Pharmaceuticals
REGN
$73B
$68.9M 0.25%
220,135
+18,610
+9% +$4.9M
PFE icon
40
Pfizer
PFE
$144B
$67.9M 0.24%
2,493,296
-75,871
-3% -$2.06M
MRK icon
41
Merck
MRK
$323B
$67.4M 0.24%
1,482,838
-1,715
-0.1% -$78.3K
SON icon
42
Sonoco
SON
$5.79B
$67.1M 0.24%
1,723,175
+247,512
+17% +$9.41M
CHS
43
DELISTED
Chicos FAS, Inc.
CHS
$65.4M 0.23%
3,923,379
+25,288
+0.6% +$417K
IBM icon
44
IBM
IBM
$214B
$65M 0.23%
367,092
+14,469
+4% +$2.63M
BA icon
45
Boeing
BA
$169B
$64.9M 0.23%
551,914
+211,571
+62% +$22.8M
CVS icon
46
CVS Health
CVS
$137B
$64.7M 0.23%
1,140,610
+205,560
+22% +$12.2M
CAL icon
47
Caleres
CAL
$437M
$64.5M 0.23%
2,748,973
+83,734
+3% +$1.95M
MO icon
48
Altria Group
MO
$126B
$63.9M 0.23%
1,860,357
+440,180
+31% +$15.5M
NCI
49
DELISTED
Navigant Consulting, Inc.
NCI
$62.8M 0.23%
4,061,334
+143,561
+4% +$2.01M
BIIB icon
50
Biogen
BIIB
$30.9B
$62.3M 0.22%
258,709
+28,067
+12% +$6.28M
1
2
3 4 5

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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.