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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOS icon
451
A.O. Smith
AOS
$8.7B
$6.4M 0.05%
77,652
-29,039
-27% -$2.14M
AFB
452
AllianceBernstein National Municipal Income Fund
AFB
$317M
$6.4M 0.05%
590,497
+15,251
+3% +$152K
CLX icon
453
Clorox
CLX
$12.7B
$6.4M 0.05%
44,857
+12,243
+38% +$1.63M
FISV
454
Fiserv Inc
FISV
$27.9B
$6.38M 0.05%
48,045
+6,794
+16% +$834K
EXP icon
455
Eagle Materials
EXP
$6.57B
$6.38M 0.05%
31,436
+5,519
+21% +$970K
EFT
456
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$6.37M 0.05%
507,231
-19,502
-4% -$238K
MHN
457
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$6.37M 0.05%
605,683
+2,181
+0.4% +$21.1K
BF.B icon
458
Brown-Forman Class B
BF.B
$13.1B
$6.36M 0.05%
111,349
+26,979
+32% +$1.55M
MAA icon
459
Mid-America Apartment Communities
MAA
$15.7B
$6.36M 0.05%
47,273
+377
+0.8% +$47.9K
EXG icon
460
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$6.33M 0.05%
819,451
-91,772
-10% -$682K
MYN icon
461
BlackRock MuniYield New York Quality Fund
MYN
$377M
$6.32M 0.05%
612,193
+785
+0.1% +$7.37K
FIS icon
462
Fidelity National Information Services
FIS
$22.1B
$6.23M 0.05%
103,727
-16,315
-14% -$895K
WPM icon
463
Wheaton Precious Metals
WPM
$60.9B
$6.2M 0.05%
125,604
+20,124
+19% +$910K
EFR
464
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$6.18M 0.05%
488,194
-42,526
-8% -$519K
BAX icon
465
Baxter International
BAX
$14.2B
$6.18M 0.05%
159,808
+8,786
+6% +$311K
NUW icon
466
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$6.16M 0.05%
451,749
-12,941
-3% -$170K
UDR icon
467
UDR
UDR
$12.3B
$6.11M 0.05%
159,545
-1,847
-1% -$64.3K
BKN
468
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$6.09M 0.05%
513,834
+6,962
+1% +$75K
EOT
469
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$6.09M 0.05%
359,871
-14,297
-4% -$226K
NRK icon
470
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$6.07M 0.05%
576,806
-23,949
-4% -$233K
EVT icon
471
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$6.07M 0.05%
272,839
+25,746
+10% +$532K
RVT icon
472
Royce Value Trust
RVT
$2.3B
$6.05M 0.05%
415,498
+10,878
+3% +$142K
BNY
473
DELISTED
BlackRock New York Municipal Income Trust
BNY
$6.02M 0.05%
571,458
+2,011
+0.4% +$19.3K
MRCY icon
474
Mercury Systems
MRCY
$6.52B
$6M 0.05%
163,934
-120
-0.1% -$4.33K
ATO icon
475
Atmos Energy
ATO
$28.8B
$5.92M 0.04%
51,107
+3,719
+8% +$416K
17 18
19
20 21

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.