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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
(-8.7%)
Cap. Flow
-$652M
Cap. Flow
% of AUM
-5.6%
Top 10 Holdings %
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$9.73M |
| 2 |
Evergy
EVRG
|
+$8.77M |
| 3 |
Qualcomm
QCOM
|
+$8.61M |
| 4 |
Costco
COST
|
+$8.44M |
| 5 |
Adobe
ADBE
|
+$8.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$108M |
| 2 |
NVIDIA
NVDA
|
+$91.3M |
| 3 |
Amazon
AMZN
|
+$55.5M |
| 4 |
Apple
AAPL
|
+$48.8M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$36.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.26% |
| 2 | Healthcare | 10.31% |
| 3 | Industrials | 8.02% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Financials | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
Entegris
ENTG
$23.2B
| $5.65M | 0.05% |
60,112
+97
| +0.2% | +$9.71K |
|
|
BFZ
452
DELISTED
BlackRock CA Municipal Income Trust
BFZ
| $5.64M | 0.05% |
548,232
-20,062
| -4% | -$226K |
|
|
MMU
453
Western Asset Managed Municipals Fund
MMU
$554M
| $5.64M | 0.05% |
631,588
-92,214
| -13% | -$893K |
|
454
Dropbox
DBX
$8.12B
| $5.6M | 0.05% |
205,812
+62,104
| +43% | +$1.69M |
|
455
Terex
TEX
$7.74B
| $5.59M | 0.05% |
97,053
-13
| -0% | -$775 |
|
456
iShares Convertible Bond ETF
ICVT
$7.35B
| $5.58M | 0.05% |
75,235
+7,548
| +11% | +$574K |
|
|
MHN
457
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
| $5.51M | 0.05% |
603,502
+96,917
| +19% | +$970K |
|
458
Sabra Healthcare REIT
SBRA
$5.37B
| $5.45M | 0.05% |
390,968
-32,270
| -8% | -$413K |
|
459
Stryker
SYK
$130B
| $5.43M | 0.05% |
19,861
+1,092
| +6% | +$313K |
|
460
BlackRock MuniYield New York Quality Fund
MYN
$377M
| $5.42M | 0.05% |
611,408
+87,571
| +17% | +$849K |
|
|
AFB
461
AllianceBernstein National Municipal Income Fund
AFB
$317M
| $5.37M | 0.05% |
575,246
-7,527
| -1% | -$77.9K |
|
|
DSM
462
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
| $5.37M | 0.05% |
1,079,553
-36,853
| -3% | -$202K |
|
|
PCN
463
PIMCO Corporate & Income Strategy Fund
PCN
$885M
| $5.31M | 0.05% |
436,713
+88,611
| +25% | +$1.2M |
|
464
VeriSign
VRSN
$26.6B
| $5.3M | 0.05% |
26,190
-119
| -0.5% | -$24.7K |
|
465
Albemarle
ALB
$15.5B
| $5.29M | 0.05% |
31,111
+10,519
| +51% | +$2.1M |
|
466
Halliburton
HAL
$26.6B
| $5.29M | 0.05% |
130,564
-34,540
| -21% | -$1.35M |
|
467
Yum! Brands
YUM
$41.1B
| $5.26M | 0.05% |
42,092
-8,161
| -16% | -$1.07M |
|
468
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
| $5.23M | 0.05% |
247,093
+30,163
| +14% | +$681K |
|
469
TSMC
TSM
$2.18T
| $5.22M | 0.04% |
60,068
+114
| +0.2% | +$10.8K |
|
470
Royce Value Trust
RVT
$2.3B
| $5.21M | 0.04% |
404,620
+14,179
| +4% | +$194K |
|
471
DuPont de Nemours
DD
$19.2B
| $5.2M | 0.04% |
55,544
-21,461
| -28% | -$2.02M |
|
|
BNY
472
DELISTED
BlackRock New York Municipal Income Trust
BNY
| $5.18M | 0.04% |
569,447
+80,647
| +16% | +$799K |
|
|
BYM
473
DELISTED
BlackRock Municipal Income Quality Trust
BYM
| $5.18M | 0.04% |
525,004
+67,420
| +15% | +$725K |
|
474
Motorola Solutions
MSI
$77.4B
| $5.15M | 0.04% |
18,913
-3,217
| -15% | -$916K |
|
475
Nuveen New York Quality Municipal Income Fund
NAN
$373M
| $5.14M | 0.04% |
531,364
+62,931
| +13% | +$654K |
|
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Guggenheim Capital's Q3 2023 Portfolio in Review
As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.
- Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
- Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
- Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
- Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
- Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
- Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
- Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.
Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.