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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDD icon
451
Pinduoduo
PDD
$131B
$6.07M 0.05%
74,476
-11,113
-13% -$774K
HCA icon
452
HCA Healthcare
HCA
$89.5B
$6.07M 0.05%
25,281
-2,584
-9% -$579K
WTRG icon
453
Essential Utilities
WTRG
$11.4B
$6.04M 0.05%
126,460
+6,260
+5% +$283K
BGT icon
454
BlackRock Floating Rate Income Trust
BGT
$325M
$6.02M 0.05%
550,602
-32,144
-6% -$356K
HUBB icon
455
Hubbell
HUBB
$27.2B
$6.02M 0.05%
25,665
+938
+4% +$225K
BLE
456
DELISTED
BlackRock Municipal Income Trust II
BLE
$5.97M 0.05%
578,037
+151,404
+35% +$1.53M
DLTR icon
457
Dollar Tree
DLTR
$25.2B
$5.96M 0.05%
42,159
-1,542
-4% -$229K
KIM icon
458
Kimco Realty
KIM
$16.4B
$5.96M 0.05%
281,356
-16,206
-5% -$341K
ONB icon
459
Old National Bancorp
ONB
$10.2B
$5.94M 0.05%
330,109
-5,939
-2% -$109K
SIVB
460
DELISTED
SVB Financial Group
SIVB
$5.92M 0.05%
25,722
+16,545
+180% +$4.11M
MRCY icon
461
Mercury Systems
MRCY
$6.52B
$5.91M 0.05%
132,202
+41,033
+45% +$1.94M
ON icon
462
ON Semiconductor
ON
$31.6B
$5.84M 0.05%
93,643
+24,172
+35% +$1.61M
ITGR icon
463
Integer Holdings
ITGR
$4.26B
$5.83M 0.05%
85,180
+38,888
+84% +$2.54M
LULU icon
464
lululemon athletica
LULU
$14.6B
$5.82M 0.05%
18,179
-4,978
-21% -$1.64M
PVH icon
465
PVH
PVH
$4.04B
$5.81M 0.05%
82,373
+7,641
+10% +$455K
BBY icon
466
Best Buy
BBY
$17.3B
$5.79M 0.05%
72,178
+4,118
+6% +$303K
AEE icon
467
Ameren
AEE
$30.1B
$5.77M 0.05%
64,868
-6,095
-9% -$512K
RPM icon
468
RPM International
RPM
$15B
$5.71M 0.05%
58,592
+2,321
+4% +$225K
VCIT icon
469
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$5.71M 0.05%
73,638
+8,298
+13% +$638K
MRO
470
DELISTED
Marathon Oil Corporation
MRO
$5.7M 0.05%
210,514
+2,408
+1% +$69.9K
FCT
471
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$5.69M 0.05%
597,408
-56,839
-9% -$558K
SGFY
472
DELISTED
Signify Health, Inc.
SGFY
$5.68M 0.05%
198,282
-24,216
-11% -$699K
AVK
473
Advent Convertible and Income Fund
AVK
$563M
$5.68M 0.05%
535,001
+74,183
+16% +$825K
FIS icon
474
Fidelity National Information Services
FIS
$22.1B
$5.64M 0.05%
83,068
+36,687
+79% +$2.61M
PGR icon
475
Progressive
PGR
$125B
$5.61M 0.05%
43,280
-6,129
-12% -$777K
17 18
19
20 21

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.