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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFK
451
DELISTED
BlackRock Municipal Income Trust
BFK
$9.37M 0.05%
602,832
+27,248
+5% +$409K
ROP icon
452
Roper Technologies
ROP
$39.8B
$9.36M 0.05%
19,023
+9,776
+106% +$4.65M
CFG icon
453
Citizens Financial Group
CFG
$30.6B
$9.35M 0.05%
197,892
+6,488
+3% +$313K
INCY icon
454
Incyte
INCY
$24.4B
$9.32M 0.05%
127,021
-51,119
-29% -$3.45M
ZBRA icon
455
Zebra Technologies
ZBRA
$17.8B
$9.24M 0.05%
15,533
+296
+2% +$168K
PVH icon
456
PVH
PVH
$4.04B
$9.24M 0.05%
86,652
-10,759
-11% -$1.18M
PMX
457
DELISTED
PIMCO Municipal Income Fund III
PMX
$9.22M 0.05%
722,869
-9,912
-1% -$122K
DTE icon
458
DTE Energy
DTE
$29.1B
$9.2M 0.05%
76,977
-8,009
-9% -$916K
FATE icon
459
Fate Therapeutics
FATE
$326M
$9.18M 0.05%
156,888
+17,225
+12% +$976K
IRM icon
460
Iron Mountain
IRM
$36.1B
$9.16M 0.05%
175,036
+7,352
+4% +$347K
LEN icon
461
Lennar Class A
LEN
$21.2B
$9.15M 0.05%
81,349
+10,670
+15% +$1.09M
GRMN
462
Garmin
GRMN
$60B
$9.13M 0.05%
67,055
+31,421
+88% +$4.54M
ELV icon
463
Elevance Health
ELV
$85.5B
$9.12M 0.05%
19,683
-2,148
-10% -$904K
RL icon
464
Ralph Lauren
RL
$23.6B
$9.12M 0.05%
76,687
+3,292
+4% +$395K
BLE
465
DELISTED
BlackRock Municipal Income Trust II
BLE
$9.08M 0.05%
599,786
+92,654
+18% +$1.41M
WTFC icon
466
Wintrust Financial
WTFC
$10.7B
$9.06M 0.05%
99,764
-4,839
-5% -$432K
ALK icon
467
Alaska Air
ALK
$5.58B
$9.04M 0.05%
173,458
+19,744
+13% +$1.07M
ESRT icon
468
Empire State Realty Trust
ESRT
$836M
$9.03M 0.05%
1,014,540
+74,055
+8% +$731K
ZION icon
469
Zions Bancorporation
ZION
$10.3B
$8.99M 0.05%
142,313
-2,378
-2% -$152K
BBY icon
470
Best Buy
BBY
$17.3B
$8.94M 0.05%
87,991
-13,685
-13% -$1.56M
MPWR icon
471
Monolithic Power Systems
MPWR
$68.9B
$8.94M 0.05%
18,117
+6,058
+50% +$3.13M
SAIC icon
472
Saic
SAIC
$5.35B
$8.91M 0.05%
106,640
-12,518
-11% -$1.09M
SLV icon
473
iShares Silver Trust
SLV
$30.7B
$8.86M 0.05%
412,121
-126,132
-23% -$2.72M
UDR icon
474
UDR
UDR
$12.3B
$8.84M 0.05%
147,363
+21,692
+17% +$1.22M
JNPR
475
DELISTED
Juniper Networks
JNPR
$8.82M 0.05%
246,951
-61,931
-20% -$1.94M
17 18
19
20 21

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.