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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKTA icon
451
Okta
OKTA
$25.8B
$8.38M 0.05%
35,308
+4,898
+16% +$1.22M
VCV icon
452
Invesco California Value Municipal Income Trust
VCV
$522M
$8.35M 0.05%
604,997
+50,100
+9% +$704K
TWTR
453
DELISTED
Twitter, Inc.
TWTR
$8.32M 0.05%
137,721
-6,223
-4% -$409K
FATE icon
454
Fate Therapeutics
FATE
$326M
$8.28M 0.05%
139,663
+35,489
+34% +$2.78M
HPQ icon
455
HP
HPQ
$27.5B
$8.2M 0.05%
299,793
-122,580
-29% -$3.52M
CTXS
456
DELISTED
Citrix Systems Inc
CTXS
$8.2M 0.05%
76,378
-5,770
-7% -$623K
RL icon
457
Ralph Lauren
RL
$23.6B
$8.15M 0.05%
73,395
+802
+1% +$92.7K
ELV icon
458
Elevance Health
ELV
$85.5B
$8.14M 0.05%
21,831
-2,771
-11% -$1.05M
TRV icon
459
Travelers Companies
TRV
$80.2B
$8.11M 0.05%
53,381
-15,077
-22% -$2.33M
HAL icon
460
Halliburton
HAL
$26.6B
$8.11M 0.05%
375,278
-1,576
-0.4% -$32.3K
AZO icon
461
AutoZone
AZO
$51.1B
$8.1M 0.05%
4,772
-152
-3% -$244K
LFUS icon
462
Littelfuse
LFUS
$11.6B
$8.08M 0.05%
29,578
+13,418
+83% +$3.58M
CW icon
463
Curtiss-Wright
CW
$25.5B
$8.05M 0.05%
63,827
+149
+0.2% +$17.8K
RDN icon
464
Radian Group
RDN
$4.93B
$8.05M 0.05%
354,217
+4,277
+1% +$97.1K
ED icon
465
Consolidated Edison
ED
$39.9B
$8.04M 0.05%
110,822
+22,193
+25% +$1.66M
IFF icon
466
International Flavors & Fragrances
IFF
$21.9B
$8.04M 0.05%
60,109
+21,653
+56% +$3.18M
PDD icon
467
Pinduoduo
PDD
$131B
$8.02M 0.05%
88,472
-1,172
-1% -$114K
ZD icon
468
Ziff Davis
ZD
$1.98B
$8.02M 0.05%
67,518
-15,299
-18% -$1.84M
MTTR
469
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$8M 0.05%
423,000
-1,998,220
-83% -$32.4M
UNM icon
470
Unum
UNM
$14.3B
$7.94M 0.05%
316,786
+97,534
+44% +$2.58M
KEX icon
471
Kirby Corp
KEX
$6.93B
$7.93M 0.05%
165,405
-5,708
-3% -$317K
COLD icon
472
Americold
COLD
$4.27B
$7.93M 0.05%
273,030
-57,972
-18% -$2.12M
EVM
473
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$7.92M 0.05%
663,396
+41,271
+7% +$498K
ESI icon
474
Element Solutions
ESI
$9.23B
$7.91M 0.05%
364,969
+19,011
+5% +$434K
NID
475
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$7.9M 0.05%
536,576
+22,017
+4% +$327K
17 18
19
20 21

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.