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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNN icon
451
NNN REIT
NNN
$8.99B
$6.94M 0.04%
+169,545
New +$6.39M
ELS icon
452
Equity Lifestyle Properties
ELS
$12.6B
$6.9M 0.04%
108,974
-73,666
-40% -$4.54M
VCV icon
453
Invesco California Value Municipal Income Trust
VCV
$522M
$6.89M 0.04%
520,505
-6,473
-1% -$81.7K
NSC icon
454
Norfolk Southern
NSC
$75.1B
$6.88M 0.04%
28,964
+7,148
+33% +$1.63M
IDA icon
455
Idacorp
IDA
$8.2B
$6.87M 0.04%
71,565
+9,792
+16% +$891K
IQV icon
456
IQVIA
IQV
$39.3B
$6.87M 0.04%
38,358
+1,544
+4% +$260K
HIG icon
457
Hartford Financial Services
HIG
$39.3B
$6.86M 0.04%
140,058
+1,179
+0.8% +$50.9K
PFPT
458
DELISTED
Proofpoint, Inc.
PFPT
$6.84M 0.04%
50,143
+2,789
+6% +$306K
PSX icon
459
Phillips 66
PSX
$81.4B
$6.79M 0.04%
97,122
+12,038
+14% +$707K
IQI icon
460
Invesco Quality Municipal Securities
IQI
$534M
$6.79M 0.04%
520,583
-12,801
-2% -$160K
ODFL icon
461
Old Dominion Freight Line
ODFL
$44.9B
$6.79M 0.04%
69,564
+3,658
+6% +$364K
EVM
462
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$6.79M 0.04%
577,506
+8,726
+2% +$101K
SWX icon
463
Southwest Gas
SWX
$6.67B
$6.78M 0.04%
111,642
+12,780
+13% +$842K
CMC icon
464
Commercial Metals
CMC
$8.31B
$6.74M 0.04%
328,265
+59,832
+22% +$1.24M
BFK
465
DELISTED
BlackRock Municipal Income Trust
BFK
$6.69M 0.04%
432,379
+2,855
+0.7% +$41.1K
HST icon
466
Host Hotels & Resorts
HST
$16B
$6.66M 0.04%
455,512
+3,791
+0.8% +$49.1K
KL
467
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$6.62M 0.04%
160,374
+38,510
+32% +$1.71M
TPR icon
468
Tapestry
TPR
$32.8B
$6.62M 0.04%
212,945
-13,468
-6% -$341K
HZNP
469
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$6.61M 0.04%
90,414
+4,466
+5% +$332K
AVA icon
470
Avista
AVA
$3.24B
$6.61M 0.04%
164,739
+2,641
+2% +$97K
BIO icon
471
Bio-Rad Laboratories Class A
BIO
$9.42B
$6.58M 0.04%
11,286
+8,830
+360% +$5.03M
OHI icon
472
Omega Healthcare
OHI
$14.7B
$6.52M 0.04%
179,449
-6,826
-4% -$231K
UNF icon
473
Unifirst Corp
UNF
$5.25B
$6.51M 0.04%
30,741
-9,136
-23% -$1.74M
CCI icon
474
Crown Castle
CCI
$32.2B
$6.5M 0.04%
40,808
-11,605
-22% -$1.88M
CUZ icon
475
Cousins Properties
CUZ
$4.88B
$6.5M 0.04%
193,920
-155,315
-44% -$4.8M
17 18
19
20 21

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.