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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWA icon
451
BorgWarner
BWA
$13.9B
$5.97M 0.04%
175,134
+6,196
+4% +$213K
FAST icon
452
Fastenal
FAST
$59.5B
$5.97M 0.04%
264,904
-14,276
-5% -$328K
ODFL icon
453
Old Dominion Freight Line
ODFL
$44.9B
$5.96M 0.04%
65,906
+15,358
+30% +$1.44M
ZBH icon
454
Zimmer Biomet
ZBH
$18.4B
$5.94M 0.04%
44,972
-3,491
-7% -$456K
BDJ icon
455
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$5.94M 0.04%
812,368
+25,401
+3% +$189K
KL
456
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$5.94M 0.04%
121,864
-16,967
-12% -$850K
KSU
457
DELISTED
Kansas City Southern
KSU
$5.93M 0.04%
32,776
+2,661
+9% +$461K
NID
458
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$5.91M 0.04%
442,026
+28,343
+7% +$378K
KGC icon
459
Kinross Gold
KGC
$32.8B
$5.9M 0.04%
669,203
-102,142
-13% -$883K
BFK
460
DELISTED
BlackRock Municipal Income Trust
BFK
$5.89M 0.04%
429,524
-17,676
-4% -$251K
GBAB
461
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$5.89M 0.04%
249,777
-904,611
-78% -$21.6M
NDAQ icon
462
Nasdaq
NDAQ
$52.9B
$5.89M 0.04%
143,919
-16,791
-10% -$716K
CMG icon
463
Chipotle Mexican Grill
CMG
$41.5B
$5.88M 0.04%
236,250
+2,100
+0.9% +$50.6K
NMZ icon
464
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$5.87M 0.04%
435,311
-58,640
-12% -$790K
OLN icon
465
Olin
OLN
$2.12B
$5.85M 0.04%
472,272
+13,787
+3% +$159K
FFIV icon
466
F5
FFIV
$22.7B
$5.84M 0.04%
47,615
-1,919
-4% -$258K
EVH icon
467
Evolent Health
EVH
$447M
$5.84M 0.04%
470,629
– –
RGLD icon
468
Royal Gold
RGLD
$19.5B
$5.83M 0.04%
48,526
-21,111
-30% -$2.77M
COP icon
469
ConocoPhillips
COP
$141B
$5.82M 0.04%
177,310
-44,690
-20% -$1.69M
WU icon
470
Western Union
WU
$2.21B
$5.82M 0.04%
271,661
-20,270
-7% -$460K
EVRG icon
471
Evergy
EVRG
$19.2B
$5.81M 0.04%
114,374
+15,692
+16% +$877K
UTG icon
472
Reaves Utility Income Fund
UTG
$3.61B
$5.81M 0.04%
185,742
-7,883
-4% -$248K
BFZ
473
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$5.8M 0.04%
440,058
+47,799
+12% +$646K
IQV icon
474
IQVIA
IQV
$39.3B
$5.8M 0.04%
36,814
+8,388
+30% +$1.31M
DNKN
475
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$5.78M 0.04%
70,546
+38,882
+123% +$2.81M
17 18
19
20 21

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.