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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETJ
451
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$569M
$7.18M 0.05%
769,733
+23,740
+3% +$221K
GLPI icon
452
Gaming and Leisure Properties
GLPI
$12.4B
$7.13M 0.05%
165,750
+40,374
+32% +$1.66M
PPLI
453
People Inc
PPLI
$3.33B
$7.13M 0.05%
160,236
-17,804
-10% -$718K
AVK
454
Advent Convertible and Income Fund
AVK
$560M
$7.12M 0.05%
470,202
+126,706
+37% +$1.85M
CFG icon
455
Citizens Financial Group
CFG
$31.2B
$7.11M 0.05%
175,096
+30,463
+21% +$1.14M
SYF icon
456
Synchrony
SYF
$25.9B
$7.11M 0.05%
197,400
+104,912
+113% +$3.75M
UTG icon
457
Reaves Utility Income Fund
UTG
$3.58B
$7.1M 0.05%
191,659
-24,367
-11% -$892K
HII icon
458
Huntington Ingalls Industries
HII
$12.6B
$7.05M 0.05%
28,122
-19,851
-41% -$4.7M
WSM icon
459
Williams-Sonoma
WSM
$29.3B
$7.04M 0.05%
191,796
+74,382
+63% +$2.58M
CBRE icon
460
CBRE Group
CBRE
$43.6B
$7.03M 0.05%
114,728
-21,253
-16% -$1.18M
ETW
461
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
$7.01M 0.05%
676,142
+21,495
+3% +$216K
MYC
462
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$7M 0.05%
496,103
+53,326
+12% +$753K
WDAY icon
463
Workday
WDAY
$42.2B
$6.98M 0.05%
42,468
+3,442
+9% +$571K
EBS icon
464
Emergent Biosolutions
EBS
$389M
$6.97M 0.05%
129,195
+2,566
+2% +$139K
HTGC icon
465
Hercules Capital
HTGC
$3.11B
$6.94M 0.05%
494,727
-17,280
-3% -$240K
LITE icon
466
Lumentum
LITE
$65.9B
$6.93M 0.05%
87,436
+6,584
+8% +$431K
AEE icon
467
Ameren
AEE
$30.1B
$6.93M 0.05%
90,237
-22,157
-20% -$1.68M
BEN icon
468
Franklin Resources
BEN
$17.8B
$6.92M 0.05%
266,332
+66,295
+33% +$1.8M
NSC icon
469
Norfolk Southern
NSC
$76.3B
$6.91M 0.05%
35,611
-6,980
-16% -$1.31M
DOW icon
470
Dow Inc
DOW
$21.5B
$6.9M 0.05%
126,033
+26,884
+27% +$1.39M
PARA
471
DELISTED
Paramount Global Class B
PARA
$6.87M 0.05%
163,732
+60,686
+59% +$2.35M
CTRA
472
DELISTED
Coterra Energy
CTRA
$6.84M 0.05%
393,030
+205,093
+109% +$3.56M
AEIS icon
473
Advanced Energy
AEIS
$13.5B
$6.84M 0.05%
96,080
+6,783
+8% +$422K
JSD
474
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$6.83M 0.05%
449,454
-20,823
-4% -$307K
USCR
475
DELISTED
U S Concrete, Inc.
USCR
$6.82M 0.05%
163,783
-4,535
-3% -$208K
17 18
19
20 21

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.