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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMX icon
451
CarMax
KMX
$8.33B
$39.1M 0.09%
609,143
+111,912
+23% +$7.98M
ALLE icon
452
Allegion
ALLE
$13.4B
$39M 0.09%
490,741
-17,266
-3% -$1.45M
MTB icon
453
M&T Bank
MTB
$35.8B
$39M 0.09%
228,283
-3,828
-2% -$635K
VRSK icon
454
Verisk Analytics
VRSK
$26.1B
$39M 0.09%
405,867
-183,524
-31% -$16.6M
SRE icon
455
Sempra
SRE
$58.6B
$38.9M 0.09%
727,566
+5,710
+0.8% +$331K
VNO icon
456
Vornado Realty Trust
VNO
$7.55B
$38.9M 0.09%
496,981
+3,241
+0.7% +$248K
AAP icon
457
Advance Auto Parts
AAP
$3.39B
$38.8M 0.09%
389,249
+11,281
+3% +$1.04M
TFCFA
458
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$38.7M 0.09%
1,121,945
-43,462
-4% -$1.3M
KSU
459
DELISTED
Kansas City Southern
KSU
$38.7M 0.09%
367,413
+21,869
+6% +$2.33M
AON icon
460
Aon
AON
$78.3B
$38.6M 0.09%
288,271
+31,925
+12% +$4.54M
XEL icon
461
Xcel Energy
XEL
$48.8B
$38.6M 0.09%
802,629
-168,856
-17% -$8.38M
TPR icon
462
Tapestry
TPR
$30.8B
$38.2M 0.09%
864,583
+80,710
+10% +$3.33M
HLT icon
463
Hilton Worldwide
HLT
$72.5B
$38.2M 0.09%
478,745
-44,508
-9% -$3.3M
SNI
464
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$38.2M 0.09%
447,675
-327,098
-42% -$27M
DRE
465
DELISTED
Duke Realty Corp.
DRE
$38M 0.09%
1,398,314
-241,642
-15% -$6.87M
EXPD icon
466
Expeditors International
EXPD
$21.8B
$37.9M 0.09%
585,557
-4,239
-0.7% -$260K
BKLN icon
467
Invesco Senior Loan ETF
BKLN
$6.97B
$37.7M 0.09%
1,635,981
+42,447
+3% +$980K
O icon
468
Realty Income
O
$60.1B
$37.6M 0.09%
680,604
+97,881
+17% +$5.31M
AIV
469
Aimco
AIV
$383M
$37.5M 0.09%
6,434,810
-3,329,005
-34% -$19.6M
ORLY icon
470
O'Reilly Automotive
ORLY
$72.4B
$36.8M 0.09%
2,297,130
-809,880
-26% -$12.1M
TSCO icon
471
Tractor Supply
TSCO
$15.8B
$36.8M 0.09%
2,462,635
-131,520
-5% -$1.69M
CCL icon
472
Carnival Corporation Ltd
CCL
$38B
$36.7M 0.09%
553,276
-24,281
-4% -$1.61M
CHRW icon
473
C.H. Robinson
CHRW
$17.3B
$36.5M 0.09%
409,275
-17,753
-4% -$1.45M
TIF
474
DELISTED
Tiffany & Co.
TIF
$36.4M 0.09%
350,029
+26,380
+8% +$2.51M
HOG icon
475
Harley-Davidson
HOG
$2.59B
$36.4M 0.09%
714,534
-188,176
-21% -$9.15M
17 18
19
20 21

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.