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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
451
Carnival Corporation Ltd
CCL
$38.1B
$32.2M 0.09%
617,764
+95,014
+18% +$4.76M
ALK icon
452
Alaska Air
ALK
$5.29B
$32.1M 0.09%
361,840
-260,784
-42% -$20.5M
RVTY icon
453
Revvity
RVTY
$12.6B
$32M 0.09%
613,015
-357,305
-37% -$18.7M
MAA icon
454
Mid-America Apartment Communities
MAA
$15.4B
$32M 0.09%
326,376
+291,095
+825% +$26.8M
GAP
455
The Gap Inc
GAP
$7.23B
$31.9M 0.09%
1,421,451
+3,865
+0.3% +$99.5K
FMC icon
456
FMC
FMC
$1.34B
$31.7M 0.09%
647,167
+702
+0.1% +$32.1K
OMC icon
457
Omnicom Group
OMC
$21.6B
$31.5M 0.09%
370,617
+65,842
+22% +$5.52M
NWSA icon
458
News Corp Class A
NWSA
$14.9B
$31.5M 0.09%
2,745,667
+688,491
+33% +$8.51M
DOV icon
459
Dover
DOV
$27.6B
$31.3M 0.09%
517,797
+21,311
+4% +$1.23M
EXPD icon
460
Expeditors International
EXPD
$22B
$31.3M 0.09%
591,708
+95,937
+19% +$5.01M
CMA
461
DELISTED
Comerica
CMA
$31.3M 0.09%
459,481
-161,461
-26% -$9.46M
BXP icon
462
Boston Properties
BXP
$11.2B
$31.3M 0.09%
248,472
+36,907
+17% +$4.59M
CHRW icon
463
C.H. Robinson
CHRW
$17.4B
$31.2M 0.09%
426,457
+28,069
+7% +$2.03M
EVHC
464
DELISTED
Envision Healthcare Holdings Inc
EVHC
$31.1M 0.09%
490,997
+421,113
+603% +$27.5M
AZO icon
465
AutoZone
AZO
$49.2B
$30.8M 0.09%
39,054
-19,619
-33% -$15.1M
FAST icon
466
Fastenal
FAST
$54.7B
$30.7M 0.09%
2,612,728
+88,672
+4% +$973K
NFX
467
DELISTED
Newfield Exploration
NFX
$30.7M 0.09%
757,367
+129,154
+21% +$5.49M
KMX icon
468
CarMax
KMX
$8.13B
$30.3M 0.09%
470,062
+34,459
+8% +$1.93M
VIAB
469
DELISTED
Viacom Inc. Class B
VIAB
$30.2M 0.09%
860,993
-66,278
-7% -$2.43M
HRB icon
470
H&R Block
HRB
$5.58B
$30.2M 0.09%
1,312,791
+133,582
+11% +$3.05M
KSU
471
DELISTED
Kansas City Southern
KSU
$30M 0.09%
354,109
+89,429
+34% +$7.88M
COL
472
DELISTED
Rockwell Collins
COL
$30M 0.09%
323,793
+16,458
+5% +$1.45M
SWN
473
DELISTED
Southwestern Energy Company
SWN
$29.7M 0.08%
2,744,155
+928,102
+51% +$10.6M
MAT icon
474
Mattel
MAT
$4.38B
$29.5M 0.08%
1,072,505
+186,424
+21% +$5.67M
LLL
475
DELISTED
L3 Technologies, Inc.
LLL
$29.4M 0.08%
193,389
+24,405
+14% +$3.68M
17 18
19
20 21

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AAMU
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NMIFOAC
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.