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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBAB
451
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$384M
– –
0
– –
MAT icon
452
Mattel
MAT
$4.37B
$26.8M 0.08%
886,081
-53,516
-6% -$1.75M
GRMN
453
Garmin
GRMN
$58.4B
$26.8M 0.08%
557,535
-39,797
-7% -$1.96M
PBI icon
454
Pitney Bowes
PBI
$2.5B
$26.8M 0.08%
1,473,146
+198,420
+16% +$3.64M
MS icon
455
Morgan Stanley
MS
$329B
$26.7M 0.08%
834,137
-143,540
-15% -$4.28M
LM
456
DELISTED
Legg Mason, Inc.
LM
$26.7M 0.08%
796,577
-31,684
-4% -$1.06M
BNY
457
Bank of New York Mellon
BNY
$106B
$26.6M 0.08%
666,643
-26,893
-4% -$1.07M
ROK icon
458
Rockwell Automation
ROK
$53.2B
$26.5M 0.08%
216,437
+18,715
+9% +$2.19M
ESS icon
459
Essex Property Trust
ESS
$18.3B
$26.4M 0.08%
118,631
-7,568
-6% -$1.72M
TNL icon
460
Travel + Leisure Co
TNL
$4.7B
$26.4M 0.08%
868,825
-88,277
-9% -$2.82M
FAST icon
461
Fastenal
FAST
$55.1B
$26.4M 0.08%
2,524,056
+359,444
+17% +$3.82M
ABMD
462
DELISTED
Abiomed Inc
ABMD
$26.3M 0.08%
204,492
+21,419
+12% +$2.57M
AXP icon
463
American Express
AXP
$232B
$26M 0.08%
406,553
-12,761
-3% -$820K
CF icon
464
CF Industries
CF
$18.3B
$26M 0.08%
1,066,650
+96,756
+10% +$2.36M
COL
465
DELISTED
Rockwell Collins
COL
$25.9M 0.08%
307,335
+45,557
+17% +$3.84M
OMC icon
466
Omnicom Group
OMC
$21.8B
$25.9M 0.08%
304,775
-1,190
-0.4% -$99.8K
CFG icon
467
Citizens Financial Group
CFG
$30.7B
$25.9M 0.08%
1,046,328
-68,871
-6% -$1.58M
TIF
468
DELISTED
Tiffany & Co.
TIF
$25.8M 0.08%
355,863
-23,595
-6% -$1.57M
PH icon
469
Parker-Hannifin
PH
$125B
$25.8M 0.08%
205,772
-21,045
-9% -$2.51M
SUI icon
470
Sun Communities
SUI
$15.1B
$25.8M 0.08%
328,248
+3,410
+1% +$264K
BBWI icon
471
Bath & Body Works
BBWI
$4.14B
$25.7M 0.08%
449,031
-26,976
-6% -$1.59M
AAL icon
472
American Airlines Group
AAL
$10.6B
$25.6M 0.08%
700,639
-98,552
-12% -$3.48M
GL icon
473
Globe Life
GL
$14.4B
$25.6M 0.08%
400,106
+36,704
+10% +$2.31M
EXPD icon
474
Expeditors International
EXPD
$22.2B
$25.5M 0.08%
495,771
-9,214
-2% -$466K
CCL icon
475
Carnival Corporation Ltd
CCL
$39.1B
$25.5M 0.08%
522,750
+50,846
+11% +$2.35M
17 18
19
20 21

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.