We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPG
451
DELISTED
Interpublic Group of Companies
IPG
$31.7M 0.08%
1,730,554
+221,833
+15% +$4.3M
ABT icon
452
Abbott
ABT
$185B
$31.6M 0.08%
759,478
-15,070
-2% -$638K
TTE icon
453
TotalEnergies
TTE
$194B
$31.5M 0.08%
488,760
+250,997
+106% +$16.6M
MKC icon
454
McCormick & Company Non-Voting
MKC
$13.9B
$31.5M 0.08%
941,620
+55,208
+6% +$1.9M
CSX icon
455
CSX Corp
CSX
$92.3B
$31.5M 0.08%
2,944,359
+139,839
+5% +$1.44M
HSY icon
456
Hershey
HSY
$35.7B
$31.4M 0.08%
329,205
+20,856
+7% +$1.93M
MWV
457
DELISTED
MEADWESTVACO CORP
MWV
$31.4M 0.08%
767,038
+25,168
+3% +$1.08M
M icon
458
Macy's
M
$6.83B
$31.3M 0.08%
538,013
+13,675
+3% +$811K
EMR icon
459
Emerson Electric
EMR
$86.7B
$31.2M 0.07%
498,827
-18,560
-4% -$1.21M
LFCR icon
460
Lifecore Biomedical
LFCR
$164M
$31.1M 0.07%
2,541,088
-26,584
-1% -$332K
NFJ
461
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
$31M 0.07%
1,694,651
+163,761
+11% +$3.06M
FAST icon
462
Fastenal
FAST
$55.2B
$31M 0.07%
2,758,116
+778,672
+39% +$8.9M
NLY icon
463
Annaly Capital Management
NLY
$17.2B
$30.8M 0.07%
721,500
+13,517
+2% +$618K
CCL icon
464
Carnival Corporation Ltd
CCL
$39.3B
$30.8M 0.07%
766,481
+56,393
+8% +$2.14M
PBI icon
465
Pitney Bowes
PBI
$2.48B
$30.8M 0.07%
1,231,961
+93,408
+8% +$2.5M
WP
466
DELISTED
Worldpay, Inc.
WP
$30.8M 0.07%
995,606
+977,368
+5,359% +$31.7M
RTN
467
DELISTED
Raytheon Company
RTN
$30.7M 0.07%
302,155
-86,604
-22% -$8.3M
WFM
468
DELISTED
Whole Foods Market Inc
WFM
$30.7M 0.07%
804,874
+68,650
+9% +$2.62M
IFF icon
469
International Flavors & Fragrances
IFF
$20.6B
$30.5M 0.07%
317,647
+35,446
+13% +$3.58M
AON icon
470
Aon
AON
$75.8B
$30.4M 0.07%
347,331
+12,900
+4% +$1.13M
LNKD
471
DELISTED
LinkedIn Corporation
LNKD
$30.4M 0.07%
146,380
+137,766
+1,599% +$27.5M
FNSR
472
DELISTED
Finisar Corp
FNSR
$30.3M 0.07%
1,824,761
+1,697,280
+1,331% +$32.8M
GGP
473
DELISTED
GGP Inc.
GGP
$30.1M 0.07%
1,276,927
+199,475
+19% +$4.78M
GL icon
474
Globe Life
GL
$14.3B
$30M 0.07%
573,402
+66,838
+13% +$3.61M
MAT icon
475
Mattel
MAT
$4.32B
$30M 0.07%
978,234
-115,248
-11% -$4.08M
17 18
19
20 21

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.