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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
426
Northrop Grumman
NOC
$81.2B
$6.75M 0.05%
14,425
-2,299
-14% -$1.08M
CENTA icon
427
Central Garden & Pet Co Class A
CENTA
$2.44B
$6.7M 0.05%
190,114
-23,871
-11% -$765K
BGT icon
428
BlackRock Floating Rate Income Trust
BGT
$325M
$6.69M 0.05%
540,584
-36,804
-6% -$440K
DHI icon
429
D.R. Horton
DHI
$42.3B
$6.69M 0.05%
44,028
+25,126
+133% +$3.09M
BYM
430
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$6.68M 0.05%
596,027
+71,023
+14% +$735K
EVV
431
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$6.68M 0.05%
697,043
+29,170
+4% +$266K
HSIC icon
432
Henry Schein
HSIC
$9.82B
$6.67M 0.05%
88,114
+5,610
+7% +$393K
DT icon
433
Dynatrace
DT
$14.2B
$6.65M 0.05%
121,574
+23,109
+23% +$1.17M
INCY icon
434
Incyte
INCY
$24.4B
$6.65M 0.05%
105,885
-24,894
-19% -$1.41M
PGTI
435
DELISTED
PGT, Inc.
PGTI
$6.65M 0.05%
163,307
-115,394
-41% -$3.75M
LNT icon
436
Alliant Energy
LNT
$18B
$6.64M 0.05%
129,466
+9,692
+8% +$483K
WPC icon
437
W.P. Carey
WPC
$16.4B
$6.61M 0.05%
102,039
-10,480
-9% -$604K
CHRW icon
438
C.H. Robinson
CHRW
$17.5B
$6.61M 0.05%
76,526
+9,759
+15% +$818K
KIO
439
KKR Income Opportunities Fund
KIO
$457M
$6.61M 0.05%
525,599
+8,651
+2% +$103K
ELV icon
440
Elevance Health
ELV
$85.5B
$6.57M 0.05%
13,928
-846
-6% -$391K
TEX icon
441
Terex
TEX
$7.74B
$6.56M 0.05%
114,161
+17,108
+18% +$884K
BBY icon
442
Best Buy
BBY
$17.3B
$6.54M 0.05%
83,566
+12,739
+18% +$897K
EVN
443
Eaton Vance Municipal Income Trust
EVN
$426M
$6.54M 0.05%
665,787
+12,248
+2% +$114K
ESAB icon
444
ESAB
ESAB
$5.71B
$6.5M 0.05%
75,088
+4,064
+6% +$308K
GM icon
445
General Motors
GM
$76.8B
$6.49M 0.05%
180,604
+69,763
+63% +$2.16M
YUM icon
446
Yum! Brands
YUM
$41.1B
$6.47M 0.05%
49,513
+7,421
+18% +$926K
MUC icon
447
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$6.46M 0.05%
580,716
+110,196
+23% +$1.12M
BA icon
448
Boeing
BA
$185B
$6.46M 0.05%
24,773
+2,972
+14% +$636K
FAF icon
449
First American
FAF
$7.58B
$6.42M 0.05%
99,595
-3,366
-3% -$192K
MDU icon
450
MDU Resources
MDU
$4.32B
$6.41M 0.05%
584,735
+30,623
+6% +$323K
16 17
18
19 20

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.