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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
426
iShares Floating Rate Bond ETF
FLOT
$10.3B
$6.09M 0.05%
119,583
+25,163
+27% +$1.28M
MRCY icon
427
Mercury Systems
MRCY
$6.52B
$6.08M 0.05%
164,054
+50,615
+45% +$1.87M
EOT
428
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$6.07M 0.05%
374,168
-5,998
-2% -$101K
EVV
429
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$6.04M 0.05%
667,873
+33,288
+5% +$310K
MAA icon
430
Mid-America Apartment Communities
MAA
$15.7B
$6.03M 0.05%
46,896
-4,986
-10% -$720K
BTZ icon
431
BlackRock Credit Allocation Income Trust
BTZ
$956M
$6.03M 0.05%
623,168
+49,954
+9% +$501K
CCD
432
Calamos Dynamic Convertible & Income Fund
CCD
$742M
$6.03M 0.05%
323,317
-45,630
-12% -$929K
COR icon
433
Cencora
COR
$61.2B
$6.02M 0.05%
33,452
-3,531
-10% -$652K
ENOV icon
434
Enovis
ENOV
$1.53B
$6.01M 0.05%
114,050
-1,851
-2% -$108K
MDU icon
435
MDU Resources
MDU
$4.32B
$6.01M 0.05%
554,112
+26,133
+5% +$301K
WPC icon
436
W.P. Carey
WPC
$16.4B
$5.96M 0.05%
112,519
-12,730
-10% -$815K
HBAN icon
437
Huntington Bancshares
HBAN
$35.5B
$5.85M 0.05%
562,977
+37,187
+7% +$417K
COF icon
438
Capital One
COF
$134B
$5.85M 0.05%
60,281
+18,868
+46% +$2.02M
EVN
439
Eaton Vance Municipal Income Trust
EVN
$426M
$5.82M 0.05%
653,539
+53,322
+9% +$515K
FAF icon
440
First American
FAF
$7.58B
$5.82M 0.05%
102,961
-1,375
-1% -$82.5K
VEEV icon
441
Veeva Systems
VEEV
$37.4B
$5.8M 0.05%
28,528
+3,453
+14% +$696K
LNT icon
442
Alliant Energy
LNT
$18B
$5.8M 0.05%
119,774
+21,030
+21% +$1.09M
LNG icon
443
Cheniere Energy
LNG
$52.9B
$5.8M 0.05%
34,941
+15,503
+80% +$2.5M
MMD
444
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$5.78M 0.05%
362,993
-9,302
-2% -$155K
UDR icon
445
UDR
UDR
$12.3B
$5.76M 0.05%
161,392
-5,906
-4% -$235K
CHRW icon
446
C.H. Robinson
CHRW
$17.5B
$5.75M 0.05%
66,767
+36,494
+121% +$3.41M
COHR icon
447
Coherent
COHR
$74.2B
$5.72M 0.05%
175,125
+38,493
+28% +$1.58M
AMH icon
448
American Homes 4 Rent
AMH
$12.5B
$5.7M 0.05%
169,298
+59,902
+55% +$2.15M
BAX icon
449
Baxter International
BAX
$14.2B
$5.7M 0.05%
151,022
-12,626
-8% -$538K
NRK icon
450
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$5.68M 0.05%
600,755
+80,874
+16% +$811K
16 17
18
19 20

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.