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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
426
Charles Schwab
SCHW
$187B
$6.5M 0.05%
124,100
+5,750
+5% +$421K
HAL icon
427
Halliburton
HAL
$26.6B
$6.5M 0.05%
205,425
+46,509
+29% +$1.72M
NUV icon
428
Nuveen Municipal Value Fund
NUV
$1.91B
$6.48M 0.05%
735,509
+129,986
+21% +$1.16M
DTE icon
429
DTE Energy
DTE
$29.1B
$6.48M 0.05%
59,146
-263
-0.4% -$29.5K
HOLX
430
DELISTED
Hologic
HOLX
$6.48M 0.05%
80,271
-13,147
-14% -$1.06M
AVY icon
431
Avery Dennison
AVY
$13.4B
$6.47M 0.05%
36,153
-33,239
-48% -$6.04M
CTVA icon
432
Corteva
CTVA
$51.3B
$6.43M 0.05%
106,544
-14,793
-12% -$904K
TEAM icon
433
Atlassian
TEAM
$37.8B
$6.41M 0.05%
37,439
-11,923
-24% -$1.9M
KIM icon
434
Kimco Realty
KIM
$16.4B
$6.41M 0.05%
327,994
+46,638
+17% +$960K
FDX icon
435
FedEx
FDX
$75.4B
$6.4M 0.05%
28,005
-27,529
-50% -$5.59M
VCIT icon
436
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$6.37M 0.05%
79,407
+5,769
+8% +$457K
MVF
437
DELISTED
BlackRock MuniVest Fund
MVF
$6.35M 0.05%
917,457
-595,130
-39% -$4.14M
KEY icon
438
KeyCorp
KEY
$24.4B
$6.34M 0.05%
506,523
+16,451
+3% +$278K
TIP icon
439
iShares TIPS Bond ETF
TIP
$14.5B
$6.34M 0.05%
57,461
+6,920
+14% +$749K
MHD icon
440
BlackRock MuniHoldings Fund
MHD
$606M
$6.33M 0.05%
525,427
+89,594
+21% +$1.07M
EFT
441
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$6.32M 0.05%
549,458
-9,576
-2% -$112K
BSL
442
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$6.31M 0.05%
497,796
+56,198
+13% +$724K
SJM icon
443
J.M. Smucker
SJM
$12.8B
$6.29M 0.05%
40,001
-39,916
-50% -$6.06M
AU icon
444
AngloGold Ashanti
AU
$48.7B
$6.27M 0.05%
259,053
+56,554
+28% +$1.15M
EVV
445
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$6.23M 0.05%
632,514
-113,246
-15% -$1.14M
SF
446
Stifel
SF
$12.6B
$6.22M 0.05%
157,889
-612
-0.4% -$25.7K
NSC icon
447
Norfolk Southern
NSC
$75.1B
$6.21M 0.05%
29,305
+10,152
+53% +$2.35M
ENOV icon
448
Enovis
ENOV
$1.53B
$6.12M 0.05%
114,372
-2,368
-2% -$137K
ECL icon
449
Ecolab
ECL
$79.9B
$6.11M 0.05%
36,884
+19,537
+113% +$3.04M
NCA icon
450
Nuveen California Municipal Value Fund
NCA
$302M
$6.1M 0.05%
692,538
+48,274
+7% +$425K
16 17
18
19 20

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.