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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
426
FirstEnergy
FE
$27.5B
$6.06M 0.06%
163,693
+61,042
+59% +$2.41M
NRG icon
427
NRG Energy
NRG
$24.8B
$6.02M 0.06%
157,330
-11,101
-7% -$443K
ETR icon
428
Entergy
ETR
$50B
$6.01M 0.06%
119,378
+43,874
+58% +$2.52M
AWK icon
429
American Water Works
AWK
$26.9B
$6M 0.06%
46,109
+14,252
+45% +$2.15M
NKX icon
430
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$6M 0.06%
508,104
-122,090
-19% -$1.62M
ZBH icon
431
Zimmer Biomet
ZBH
$18.4B
$6M 0.05%
57,370
+10,765
+23% +$1.18M
AON icon
432
Aon
AON
$76B
$5.99M 0.05%
22,361
+1,766
+9% +$499K
ETB
433
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$5.99M 0.05%
453,199
-73,576
-14% -$1.17M
STAG icon
434
STAG Industrial
STAG
$7.19B
$5.97M 0.05%
210,152
+1,455
+0.7% +$45.8K
DLTR icon
435
Dollar Tree
DLTR
$25.2B
$5.95M 0.05%
43,701
-340
-0.8% -$52.9K
BKR icon
436
Baker Hughes
BKR
$61.1B
$5.93M 0.05%
283,158
+13,204
+5% +$331K
AXS icon
437
AXIS Capital
AXS
$7.55B
$5.92M 0.05%
120,402
– –
VRSN icon
438
VeriSign
VRSN
$26.6B
$5.92M 0.05%
34,066
+9,553
+39% +$1.77M
ETY icon
439
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$5.89M 0.05%
542,249
-39,419
-7% -$487K
CENTA icon
440
Central Garden & Pet Co Class A
CENTA
$2.44B
$5.89M 0.05%
215,443
-3,216
-1% -$101K
RL icon
441
Ralph Lauren
RL
$23.6B
$5.88M 0.05%
69,202
+538
+0.8% +$50.7K
ED icon
442
Consolidated Edison
ED
$39.9B
$5.88M 0.05%
68,502
+8,142
+13% +$786K
SF
443
Stifel
SF
$12.6B
$5.87M 0.05%
169,725
-1,565
-0.9% -$61.6K
MYI icon
444
BlackRock MuniYield Quality Fund III
MYI
$721M
$5.82M 0.05%
558,273
+121,053
+28% +$1.41M
FHN icon
445
First Horizon
FHN
$12.1B
$5.81M 0.05%
253,639
-81,647
-24% -$1.86M
TEX icon
446
Terex
TEX
$7.74B
$5.8M 0.05%
195,186
-1,529
-0.8% -$50K
PGTI
447
DELISTED
PGT, Inc.
PGTI
$5.77M 0.05%
275,493
-2,509
-0.9% -$51.6K
AFB
448
AllianceBernstein National Municipal Income Fund
AFB
$317M
$5.77M 0.05%
557,117
+94,259
+20% +$1.09M
DSM
449
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$5.74M 0.05%
1,014,529
+44,246
+5% +$281K
PGR icon
450
Progressive
PGR
$125B
$5.74M 0.05%
49,409
-30,735
-38% -$3.7M
16 17
18
19 20

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.