We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACV
426
Virtus Diversified Income & Convertible Fund
ACV
$284M
$7.18M 0.06%
315,219
-82,275
-21% -$1.94M
JAZZ icon
427
Jazz Pharmaceuticals
JAZZ
$16.4B
$7.16M 0.06%
55,886
-2,252
-4% -$302K
CHY
428
Calamos Convertible and High Income Fund
CHY
$1.04B
$7.16M 0.06%
650,908
-32,132
-5% -$360K
NKX icon
429
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$653M
$7.15M 0.06%
472,895
+66,217
+16% +$1M
LEO
430
BNY Mellon Strategic Municipals
LEO
$386M
$7.14M 0.06%
832,146
+453,855
+120% +$3.85M
UNM icon
431
Unum
UNM
$14.5B
$7.13M 0.06%
239,869
-48,423
-17% -$1.44M
HPQ icon
432
HP
HPQ
$26.4B
$7.12M 0.06%
376,069
+85,059
+29% +$1.67M
AGG icon
433
iShares Core US Aggregate Bond ETF
AGG
$138B
$7.11M 0.06%
62,863
-1,315
-2% -$148K
CIEN icon
434
Ciena
CIEN
$58.2B
$7.11M 0.06%
181,209
-90,270
-33% -$3.78M
RPM icon
435
RPM International
RPM
$14.7B
$7.1M 0.06%
103,113
+6,315
+7% +$418K
LYV icon
436
Live Nation Entertainment
LYV
$42.8B
$7.09M 0.06%
106,930
-21,935
-17% -$1.53M
GBDC icon
437
Golub Capital BDC
GBDC
$3.41B
$7.05M 0.06%
382,050
+5,921
+2% +$106K
MOH icon
438
Molina Healthcare
MOH
$9.99B
$7.04M 0.06%
64,214
+29,811
+87% +$3.86M
JSD
439
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$7.04M 0.06%
470,277
+25,897
+6% +$394K
IBKC
440
DELISTED
IBERIABANK Corp
IBKC
$7.04M 0.06%
93,182
+626
+0.7% +$46.2K
BALL icon
441
Ball Corp
BALL
$17B
$6.94M 0.06%
95,352
-19,566
-17% -$1.46M
PPLI
442
People Inc
PPLI
$3.45B
$6.94M 0.06%
178,040
-7,297
-4% -$312K
REXR icon
443
Rexford Industrial Realty
REXR
$8.25B
$6.92M 0.06%
157,149
-72,655
-32% -$3.11M
TRGP icon
444
Targa Resources
TRGP
$56.4B
$6.9M 0.06%
171,820
-133,101
-44% -$5.08M
USFD icon
445
US Foods
USFD
$21.8B
$6.89M 0.06%
167,734
-1,759
-1% -$67.9K
ETJ
446
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$6.89M 0.06%
745,993
-17,208
-2% -$162K
BURL icon
447
Burlington
BURL
$23.2B
$6.89M 0.06%
34,469
+10,707
+45% +$1.97M
EGRX
448
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$6.89M 0.06%
121,746
-622
-0.5% -$35K
PINC
449
DELISTED
Premier
PINC
$6.86M 0.05%
237,021
-6,130
-3% -$228K
HTGC icon
450
Hercules Capital
HTGC
$3.16B
$6.85M 0.05%
512,007
-5,011
-1% -$65.4K
16 17
18
19 20

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.