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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEN
426
DELISTED
First Trust Energy Income and Growth Fund
FEN
$8.52M 0.06%
383,625
+14,011
+4% +$319K
ATO icon
427
Atmos Energy
ATO
$28.5B
$8.46M 0.06%
90,139
+3,415
+4% +$315K
FFA
428
First Trust Enhanced Equity Income Fund
FFA
$464M
$8.46M 0.06%
528,775
+109,384
+26% +$1.78M
VOO icon
429
Vanguard S&P 500 ETF
VOO
$1.01T
$8.46M 0.06%
31,659
-973
-3% -$255K
SRLN icon
430
State Street Blackstone Senior Loan ETF
SRLN
$5.32B
$8.45M 0.06%
178,513
+3,021
+2% +$142K
TSLX icon
431
Sixth Street Specialty
TSLX
$1.67B
$8.45M 0.06%
414,512
-14,276
-3% -$279K
HTGC icon
432
Hercules Capital
HTGC
$3.11B
$8.45M 0.06%
641,935
-16,312
-2% -$218K
UTG icon
433
Reaves Utility Income Fund
UTG
$3.58B
$8.41M 0.05%
274,350
-10,549
-4% -$322K
GBDC icon
434
Golub Capital BDC
GBDC
$3.34B
$8.41M 0.05%
457,877
-5,449
-1% -$100K
SCG
435
DELISTED
Scana
SCG
$8.41M 0.05%
216,244
-24,728
-10% -$948K
NKTR icon
436
Nektar Therapeutics
NKTR
$2.48B
$8.37M 0.05%
9,152
+169
+2% +$144K
XRX icon
437
Xerox
XRX
$413M
$8.37M 0.05%
310,150
-14,331
-4% -$379K
SPLK
438
DELISTED
Splunk Inc
SPLK
$8.36M 0.05%
69,175
-3,064
-4% -$340K
CDW icon
439
CDW
CDW
$17.2B
$8.34M 0.05%
93,840
-45,671
-33% -$3.95M
CBRE icon
440
CBRE Group
CBRE
$43.7B
$8.28M 0.05%
187,797
-84,369
-31% -$4.02M
PBF icon
441
PBF Energy
PBF
$7.57B
$8.27M 0.05%
165,662
-35,375
-18% -$1.68M
GLQ
442
Clough Global Equity Fund
GLQ
$157M
$8.22M 0.05%
554,808
+41,768
+8% +$622K
CHI
443
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$8.2M 0.05%
680,923
+46,764
+7% +$574K
ELV icon
444
Elevance Health
ELV
$83.7B
$8.17M 0.05%
29,806
-3,024
-9% -$785K
HON icon
445
Honeywell
HON
$78.5B
$8.16M 0.05%
54,299
-14,405
-21% -$2.04M
EVR icon
446
Evercore
EVR
$12.4B
$8.15M 0.05%
81,093
+7,396
+10% +$797K
ZBH icon
447
Zimmer Biomet
ZBH
$18.9B
$8.15M 0.05%
63,847
-16,545
-21% -$1.97M
DXCM icon
448
DexCom
DXCM
$31.5B
$8.14M 0.05%
227,736
+12,980
+6% +$402K
SYNH
449
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$8.14M 0.05%
157,953
+69,383
+78% +$3.4M
CPT icon
450
Camden Property Trust
CPT
$11B
$8.13M 0.05%
86,873
+2,653
+3% +$246K
16 17
18
19 20

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.