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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROK icon
426
Rockwell Automation
ROK
$52.4B
$41.2M 0.1%
209,932
-17,163
-8% -$3.27M
REG icon
427
Regency Centers
REG
$14.7B
$41M 0.1%
592,267
+11,219
+2% +$741K
EXPE icon
428
Expedia Group
EXPE
$35.2B
$40.9M 0.1%
341,702
-55,035
-14% -$7.14M
STT icon
429
State Street
STT
$50.2B
$40.8M 0.1%
418,350
-10,072
-2% -$963K
RJF icon
430
Raymond James Financial
RJF
$33.6B
$40.8M 0.1%
685,893
-32,994
-5% -$1.9M
AMP icon
431
Ameriprise Financial
AMP
$48.1B
$40.8M 0.1%
240,558
-16,300
-6% -$2.61M
NDAQ icon
432
Nasdaq
NDAQ
$53.2B
$40.8M 0.1%
1,591,749
-57,981
-4% -$1.46M
CMA
433
DELISTED
Comerica
CMA
$40.7M 0.1%
468,942
-48,071
-9% -$3.87M
PSA icon
434
Public Storage
PSA
$59.3B
$40.7M 0.1%
194,768
+26,833
+16% +$5.67M
VTR icon
435
Ventas
VTR
$44.7B
$40.5M 0.1%
675,410
+81,164
+14% +$5.13M
GGP
436
DELISTED
GGP Inc.
GGP
$40.5M 0.1%
1,731,190
-530,233
-23% -$11.8M
MHK icon
437
Mohawk Industries
MHK
$7.29B
$40.5M 0.1%
146,644
+10,370
+8% +$2.78M
DOV icon
438
Dover
DOV
$27.5B
$40.3M 0.1%
493,911
+49,657
+11% +$3.84M
FAST icon
439
Fastenal
FAST
$53.5B
$40.2M 0.1%
2,941,456
-492,980
-14% -$6.11M
BBWI icon
440
Bath & Body Works
BBWI
$4.02B
$40.2M 0.1%
825,691
-160,110
-16% -$6.47M
IPG
441
DELISTED
Interpublic Group of Companies
IPG
$40.1M 0.1%
1,990,515
+228,397
+13% +$4.55M
EQT icon
442
EQT Corp
EQT
$33B
$40M 0.09%
1,292,287
+55,492
+4% +$1.82M
FRT icon
443
Federal Realty Investment Trust
FRT
$10.7B
$40M 0.09%
301,116
+17,786
+6% +$2.3M
JBHT icon
444
JB Hunt Transport Services
JBHT
$25.3B
$39.8M 0.09%
345,848
-84,056
-20% -$9.05M
MAS icon
445
Masco
MAS
$14.2B
$39.8M 0.09%
904,798
+4,237
+0.5% +$172K
AMG icon
446
Affiliated Managers Group
AMG
$9.65B
$39.7M 0.09%
193,640
+3,935
+2% +$763K
GL icon
447
Globe Life
GL
$14.2B
$39.5M 0.09%
435,723
-71,551
-14% -$6.14M
BXP icon
448
Boston Properties
BXP
$11.4B
$39.3M 0.09%
302,579
-12,407
-4% -$1.56M
AVB icon
449
AvalonBay Communities
AVB
$26.8B
$39.3M 0.09%
220,529
-67,105
-23% -$12.2M
PH icon
450
Parker-Hannifin
PH
$121B
$39.2M 0.09%
196,560
-945
-0.5% -$176K
16 17
18
19 20

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.