We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAST icon
426
Fastenal
FAST
$53.5B
$39.1M 0.09%
3,434,436
-239,372
-7% -$2.58M
DE icon
427
Deere & Co
DE
$162B
$38.8M 0.09%
308,773
+29,046
+10% +$3.58M
BXP icon
428
Boston Properties
BXP
$11.4B
$38.7M 0.09%
314,986
+16,326
+5% +$1.98M
VTR icon
429
Ventas
VTR
$44.7B
$38.7M 0.09%
594,246
-40,101
-6% -$2.7M
WAT icon
430
Waters Corp
WAT
$37.3B
$38.6M 0.09%
215,162
+2,022
+0.9% +$367K
AYI icon
431
Acuity Brands
AYI
$10.1B
$38.5M 0.09%
224,971
-8,721
-4% -$1.63M
WTW icon
432
Willis Towers Watson
WTW
$31.7B
$38.5M 0.09%
249,805
+14,245
+6% +$2.13M
CCI icon
433
Crown Castle
CCI
$33.4B
$38.2M 0.09%
381,958
-16,026
-4% -$1.64M
AMP icon
434
Ameriprise Financial
AMP
$48.1B
$38.1M 0.09%
256,858
-17,834
-6% -$2.49M
RMD icon
435
ResMed
RMD
$30.3B
$38M 0.09%
493,450
+474,342
+2,482% +$36.3M
VNO icon
436
Vornado Realty Trust
VNO
$7.55B
$38M 0.09%
493,740
+109
+0% +$8.32K
ALK icon
437
Alaska Air
ALK
$5.27B
$37.7M 0.09%
494,838
+32,029
+7% +$2.62M
BEN icon
438
Franklin Resources
BEN
$17.2B
$37.7M 0.09%
847,894
+61,847
+8% +$2.71M
CTRA
439
DELISTED
Coterra Energy
CTRA
$37.7M 0.09%
1,410,734
-146,442
-9% -$3.72M
KMX icon
440
CarMax
KMX
$8.33B
$37.7M 0.09%
497,231
-49,839
-9% -$3.32M
SCG
441
DELISTED
Scana
SCG
$37.7M 0.09%
776,839
-10,551
-1% -$647K
SNA icon
442
Snap-on
SNA
$21.2B
$37.6M 0.09%
252,412
-34,065
-12% -$5.12M
TNL icon
443
Travel + Leisure Co
TNL
$4.61B
$37.6M 0.09%
789,931
-48,059
-6% -$2.19M
KSU
444
DELISTED
Kansas City Southern
KSU
$37.6M 0.09%
345,544
+4,996
+1% +$524K
AAP icon
445
Advance Auto Parts
AAP
$3.39B
$37.5M 0.09%
377,968
+78,238
+26% +$7.9M
AON icon
446
Aon
AON
$78.3B
$37.5M 0.09%
256,346
-9,684
-4% -$1.35M
MTB icon
447
M&T Bank
MTB
$35.8B
$37.4M 0.09%
232,111
+23,767
+11% +$3.73M
LVLT
448
DELISTED
Level 3 Communications Inc
LVLT
$37.4M 0.09%
701,095
+1,615
+0.2% +$90K
NLSN
449
DELISTED
Nielsen Holdings plc
NLSN
$37.3M 0.09%
900,143
-148,825
-14% -$5.94M
CCL icon
450
Carnival Corporation Ltd
CCL
$38B
$37.3M 0.09%
577,557
-44,054
-7% -$2.95M
16 17
18
19 20

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.