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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCI icon
426
Johnson Controls International
JCI
$87.2B
$37.4M 0.1%
889,068
+97,186
+12% +$4.11M
NSC icon
427
Norfolk Southern
NSC
$75B
$37.4M 0.1%
334,381
+17,847
+6% +$2.09M
OMC icon
428
Omnicom Group
OMC
$21.8B
$37.4M 0.1%
433,551
+62,934
+17% +$5.37M
FTI icon
429
TechnipFMC
FTI
$27.5B
$37.4M 0.1%
1,544,944
-15,771
-1% -$389K
M icon
430
Macy's
M
$6.56B
$37.3M 0.1%
1,258,102
+87,677
+7% +$2.71M
WAT icon
431
Waters Corp
WAT
$37.3B
$37.3M 0.1%
238,308
-14,417
-6% -$2.15M
APC
432
DELISTED
Anadarko Petroleum
APC
$37.1M 0.1%
598,967
+55,912
+10% +$3.72M
RJF icon
433
Raymond James Financial
RJF
$33.6B
$37.1M 0.1%
729,861
+631,618
+643% +$32.1M
NDAQ icon
434
Nasdaq
NDAQ
$53.2B
$37M 0.1%
1,596,717
+8,115
+0.5% +$188K
BBY icon
435
Best Buy
BBY
$18.5B
$36.9M 0.1%
751,138
+118,719
+19% +$5.31M
REG icon
436
Regency Centers
REG
$14.7B
$36.9M 0.1%
555,353
+468,487
+539% +$32.1M
AMP icon
437
Ameriprise Financial
AMP
$48.1B
$36.7M 0.1%
283,227
-13,615
-5% -$1.68M
VIAB
438
DELISTED
Viacom Inc. Class B
VIAB
$36.6M 0.1%
785,734
-75,259
-9% -$3.18M
FAST icon
439
Fastenal
FAST
$53.5B
$36.6M 0.1%
2,839,992
+227,264
+9% +$2.85M
CBOE icon
440
Cboe Global Markets
CBOE
$31B
$36.5M 0.1%
450,610
+438,053
+3,489% +$34.3M
BALL icon
441
Ball Corp
BALL
$17.4B
$36.5M 0.1%
982,240
+123,746
+14% +$4.62M
DOV icon
442
Dover
DOV
$27.5B
$36.3M 0.1%
560,006
+42,209
+8% +$2.69M
WTW icon
443
Willis Towers Watson
WTW
$31.7B
$36.3M 0.1%
277,662
+13,132
+5% +$1.67M
CF icon
444
CF Industries
CF
$19.3B
$36.2M 0.1%
1,234,207
+108,696
+10% +$3.55M
BEN icon
445
Franklin Resources
BEN
$17.2B
$36.1M 0.1%
857,492
-4,619
-0.5% -$192K
MTD icon
446
Mettler-Toledo International
MTD
$27.9B
$36.1M 0.1%
75,349
-7,140
-9% -$3.26M
ECL icon
447
Ecolab
ECL
$78.6B
$36M 0.1%
287,559
-17,011
-6% -$2.08M
VNO icon
448
Vornado Realty Trust
VNO
$7.55B
$35.9M 0.1%
442,886
+49,351
+13% +$4.22M
ALK icon
449
Alaska Air
ALK
$5.27B
$35.9M 0.1%
389,322
+27,482
+8% +$2.6M
PH icon
450
Parker-Hannifin
PH
$121B
$35.8M 0.1%
223,435
+19,776
+10% +$3M
16 17
18
19 20

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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.