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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRE icon
426
Sempra
SRE
$57.9B
$34.1M 0.1%
677,662
+50,168
+8% +$2.55M
FBIN icon
427
Fortune Brands Innovations
FBIN
$5.88B
$34M 0.1%
744,759
-229,130
-24% -$10.8M
WAT icon
428
Waters Corp
WAT
$37B
$34M 0.1%
252,725
+46,419
+23% +$6.62M
FRT icon
429
Federal Realty Investment Trust
FRT
$10.7B
$33.8M 0.1%
237,551
+30,017
+14% +$4.26M
AON icon
430
Aon
AON
$76.5B
$33.7M 0.1%
301,882
+87,099
+41% +$9.71M
SLG icon
431
SL Green Realty
SLG
$3.76B
$33.5M 0.1%
321,982
+26,462
+9% +$2.68M
BBBY
432
DELISTED
Bed Bath & Beyond Inc
BBBY
$33.5M 0.1%
824,613
+196,065
+31% +$8.5M
DOC icon
433
Healthpeak Properties
DOC
$15.1B
$33.5M 0.1%
1,125,845
+186,651
+20% +$5.69M
PRGO icon
434
Perrigo
PRGO
$1.4B
$33.4M 0.1%
401,582
+71,761
+22% +$6.22M
MTB icon
435
M&T Bank
MTB
$35.7B
$33.4M 0.1%
213,631
+4,924
+2% +$666K
ESS icon
436
Essex Property Trust
ESS
$18.3B
$33.4M 0.1%
143,505
+24,874
+21% +$5.38M
BWA icon
437
BorgWarner
BWA
$13.1B
$33.2M 0.1%
957,657
+188,652
+25% +$6.08M
PCAR icon
438
PACCAR
PCAR
$69.8B
$33.2M 0.1%
780,485
-83,524
-10% -$3.37M
VNO icon
439
Vornado Realty Trust
VNO
$7.41B
$33.2M 0.1%
393,535
+46,486
+13% +$3.65M
EQT icon
440
EQT Corp
EQT
$33.3B
$33M 0.09%
925,679
+181,777
+24% +$6.75M
AMP icon
441
Ameriprise Financial
AMP
$48.3B
$32.9M 0.09%
296,842
+14,427
+5% +$1.52M
PBI icon
442
Pitney Bowes
PBI
$2.4B
$32.9M 0.09%
2,164,639
+691,493
+47% +$11M
BKLN icon
443
Invesco Senior Loan ETF
BKLN
$6.97B
$32.8M 0.09%
1,405,864
+99,821
+8% +$2.32M
O icon
444
Realty Income
O
$59.6B
$32.7M 0.09%
586,533
+148,845
+34% +$8.35M
JCI icon
445
Johnson Controls International
JCI
$88.8B
$32.6M 0.09%
791,882
+278,373
+54% +$12.2M
ROP icon
446
Roper Technologies
ROP
$38.8B
$32.5M 0.09%
177,574
-4,055
-2% -$727K
MCO icon
447
Moody's
MCO
$82.8B
$32.5M 0.09%
344,821
-2,590
-0.7% -$261K
WTW icon
448
Willis Towers Watson
WTW
$31.2B
$32.3M 0.09%
264,530
+45,394
+21% +$5.66M
TNL icon
449
Travel + Leisure Co
TNL
$4.66B
$32.3M 0.09%
937,415
+68,590
+8% +$2.21M
BALL icon
450
Ball Corp
BALL
$17.3B
$32.2M 0.09%
858,494
+191,464
+29% +$7.4M
16 17
18
19 20

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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.