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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVN icon
426
Devon Energy
DVN
$52.1B
$28.7M 0.09%
649,876
-150,312
-19% -$6.1M
CHK
427
DELISTED
Chesapeake Energy Corporation
CHK
$28.6M 0.09%
22,790
-6,931
-23% -$7.99M
NTRS icon
428
Northern Trust
NTRS
$33.3B
$28.5M 0.09%
419,395
+19,144
+5% +$1.3M
ALB icon
429
Albemarle
ALB
$13.9B
$28.5M 0.09%
333,118
+303,848
+1,038% +$25M
VNO icon
430
Vornado Realty Trust
VNO
$7.41B
$28.4M 0.09%
347,049
-26,675
-7% -$2.21M
O icon
431
Realty Income
O
$59.6B
$28.4M 0.09%
437,688
-65,717
-13% -$4.34M
MAR icon
432
Marriott International
MAR
$98.3B
$28.4M 0.09%
421,466
+58,047
+16% +$4.09M
WWAV
433
DELISTED
The WhiteWave Foods Company
WWAV
$28.3M 0.09%
520,365
+25,027
+5% +$1.38M
AMP icon
434
Ameriprise Financial
AMP
$48.3B
$28.2M 0.09%
282,415
-4,841
-2% -$469K
XEC
435
DELISTED
CIMAREX ENERGY CO
XEC
$28.1M 0.09%
209,041
-36,448
-15% -$4.57M
CHRW icon
436
C.H. Robinson
CHRW
$17.4B
$28.1M 0.09%
398,388
+23,419
+6% +$1.64M
HBI
437
DELISTED
Hanesbrands
HBI
$28M 0.09%
1,110,721
+49,130
+5% +$1.29M
TT icon
438
Trane Technologies
TT
$100B
$27.8M 0.09%
408,713
+29,263
+8% +$1.95M
TXT icon
439
Textron
TXT
$14.7B
$27.4M 0.09%
689,253
-8,751
-1% -$345K
DRI icon
440
Darden Restaurants
DRI
$23.3B
$27.4M 0.09%
446,210
-45,293
-9% -$2.81M
BALL icon
441
Ball Corp
BALL
$17.3B
$27.3M 0.09%
667,030
+436
+0.1% +$16.7K
NFX
442
DELISTED
Newfield Exploration
NFX
$27.3M 0.08%
628,213
-74,312
-11% -$3.27M
HRB icon
443
H&R Block
HRB
$5.58B
$27.3M 0.08%
1,179,209
+293,139
+33% +$6.86M
URBN icon
444
Urban Outfitters
URBN
$6.35B
$27.3M 0.08%
789,789
-209,481
-21% -$6.86M
NBL
445
DELISTED
Noble Energy, Inc.
NBL
$27.2M 0.08%
761,660
-11,978
-2% -$421K
WHR icon
446
Whirlpool
WHR
$2.43B
$27.2M 0.08%
167,792
+4,182
+3% +$741K
TPR icon
447
Tapestry
TPR
$30.8B
$27.1M 0.08%
742,302
-48,607
-6% -$1.93M
FMC icon
448
FMC
FMC
$1.34B
$27.1M 0.08%
646,465
+81,646
+14% +$3.36M
BBBY
449
DELISTED
Bed Bath & Beyond Inc
BBBY
$27.1M 0.08%
628,548
+11,682
+2% +$519K
PHM icon
450
Pultegroup
PHM
$24.1B
$27M 0.08%
1,347,142
-20,599
-2% -$427K
16 17
18
19 20

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.