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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHY
401
Calamos Convertible and High Income Fund
CHY
$1.06B
$7.04M 0.06%
644,283
-102,266
-14% -$1.21M
CHI
402
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$7.01M 0.06%
666,320
-111,632
-14% -$1.29M
AEIS icon
403
Advanced Energy
AEIS
$13B
$7.01M 0.06%
71,499
-159
-0.2% -$15K
DLTR icon
404
Dollar Tree
DLTR
$25.2B
$6.97M 0.06%
48,582
+6,423
+15% +$932K
CCD
405
Calamos Dynamic Convertible & Income Fund
CCD
$742M
$6.96M 0.06%
326,857
-27,147
-8% -$604K
BLW icon
406
BlackRock Limited Duration Income Trust
BLW
$493M
$6.91M 0.06%
526,896
+23,451
+5% +$313K
ZBH icon
407
Zimmer Biomet
ZBH
$18.4B
$6.89M 0.06%
53,322
-1,015
-2% -$127K
PEG icon
408
Public Service Enterprise Group
PEG
$37.7B
$6.88M 0.06%
110,168
+8,719
+9% +$528K
DAL icon
409
Delta Air Lines
DAL
$60.1B
$6.84M 0.06%
195,953
-9,699
-5% -$360K
BTZ icon
410
BlackRock Credit Allocation Income Trust
BTZ
$956M
$6.84M 0.06%
664,447
-648,123
-49% -$6.91M
GPC icon
411
Genuine Parts
GPC
$18.7B
$6.8M 0.06%
40,671
-8,801
-18% -$1.48M
AES icon
412
AES
AES
$10.5B
$6.8M 0.06%
282,466
+24,704
+10% +$628K
PKG icon
413
Packaging Corp of America
PKG
$22.8B
$6.73M 0.06%
48,452
+12,848
+36% +$1.75M
ANSS
414
DELISTED
Ansys
ANSS
$6.72M 0.06%
20,189
+2,019
+11% +$569K
NLY icon
415
Annaly Capital Management
NLY
$17.4B
$6.7M 0.06%
350,781
+7,847
+2% +$166K
CENTA icon
416
Central Garden & Pet Co Class A
CENTA
$2.44B
$6.7M 0.06%
214,335
+269
+0.1% +$8.27K
ALK icon
417
Alaska Air
ALK
$5.58B
$6.69M 0.06%
159,482
-11,278
-7% -$529K
GFI icon
418
Gold Fields
GFI
$36.5B
$6.64M 0.06%
498,275
+113,836
+30% +$1.27M
ITGR icon
419
Integer Holdings
ITGR
$4.26B
$6.6M 0.06%
85,204
+24
+0% +$1.76K
EFR
420
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$6.6M 0.06%
582,777
+15,286
+3% +$178K
AXS icon
421
AXIS Capital
AXS
$7.55B
$6.58M 0.06%
120,756
+277
+0.2% +$16.1K
PHM icon
422
Pultegroup
PHM
$25.3B
$6.58M 0.06%
112,900
+36,180
+47% +$1.95M
BGT icon
423
BlackRock Floating Rate Income Trust
BGT
$325M
$6.56M 0.06%
584,827
+34,225
+6% +$389K
ETR icon
424
Entergy
ETR
$50B
$6.52M 0.05%
121,034
+9,744
+9% +$517K
NTST
425
NETSTREIT Corp
NTST
$2.1B
$6.52M 0.05%
356,424
-157,456
-31% -$3.04M
15 16
17
18 19

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.