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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTE icon
401
DTE Energy
DTE
$29.1B
$9.49M 0.06%
84,986
-40,586
-32% -$4.76M
INFN
402
DELISTED
Infinera Corporation Common Stock
INFN
$9.48M 0.06%
1,138,907
-545
-0% -$4.94K
OC icon
403
Owens Corning
OC
$12.4B
$9.45M 0.06%
110,488
+1,106
+1% +$104K
ESRT icon
404
Empire State Realty Trust
ESRT
$836M
$9.43M 0.06%
940,485
+150,245
+19% +$1.62M
FLOT icon
405
iShares Floating Rate Bond ETF
FLOT
$10.3B
$9.43M 0.06%
185,502
-53,697
-22% -$2.73M
TGNA
406
DELISTED
TEGNA Inc
TGNA
$9.41M 0.06%
477,361
-3,367
-0.7% -$61.1K
GPK icon
407
Graphic Packaging
GPK
$3.58B
$9.4M 0.06%
493,957
-13,151
-3% -$251K
CI icon
408
Cigna
CI
$74.6B
$9.35M 0.06%
46,704
+14,696
+46% +$3.2M
DOV icon
409
Dover
DOV
$28.4B
$9.32M 0.06%
59,908
-588
-1% -$97.4K
PSX icon
410
Phillips 66
PSX
$81.4B
$9.29M 0.06%
132,628
-3,438
-3% -$249K
ANSS
411
DELISTED
Ansys
ANSS
$9.28M 0.06%
27,261
+39
+0.1% +$14.1K
BA icon
412
Boeing
BA
$185B
$9.27M 0.06%
42,169
-892
-2% -$199K
DG icon
413
Dollar General
DG
$27.9B
$9.24M 0.06%
43,560
+3,424
+9% +$773K
FFIV icon
414
F5
FFIV
$22.7B
$9.23M 0.06%
46,427
-1,171
-2% -$234K
PMX
415
DELISTED
PIMCO Municipal Income Fund III
PMX
$9.17M 0.06%
732,781
+35,120
+5% +$453K
ENS icon
416
EnerSys
ENS
$6.99B
$9.17M 0.06%
123,146
+49,029
+66% +$4.35M
BOKF icon
417
BOK Financial
BOKF
$8.74B
$9.14M 0.05%
102,085
– –
MCO icon
418
Moody's
MCO
$82.7B
$9.13M 0.05%
25,701
+4,587
+22% +$1.73M
AVNT icon
419
Avient
AVNT
$4.19B
$9.08M 0.05%
195,968
+58,855
+43% +$2.83M
VIAV icon
420
Viavi Solutions
VIAV
$9.66B
$9.05M 0.05%
574,996
-21,134
-4% -$347K
CME icon
421
CME Group
CME
$94.8B
$9.03M 0.05%
46,712
-10,882
-19% -$2.2M
ALK icon
422
Alaska Air
ALK
$5.58B
$9.01M 0.05%
153,714
+1,257
+0.8% +$72.4K
CFG icon
423
Citizens Financial Group
CFG
$30.6B
$8.99M 0.05%
191,404
-30,127
-14% -$1.32M
FFA
424
First Trust Enhanced Equity Income Fund
FFA
$467M
$8.98M 0.05%
455,867
+39,142
+9% +$815K
CRL icon
425
Charles River Laboratories
CRL
$12.8B
$8.98M 0.05%
21,752
+1,619
+8% +$672K
15 16
17
18 19

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.