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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CENTA icon
401
Central Garden & Pet Co Class A
CENTA
$2.44B
$9.05M 0.06%
217,901
+1,231
+0.6% +$42.2K
LUV icon
402
Southwest Airlines
LUV
$23B
$9.04M 0.06%
148,020
-41,648
-22% -$2.22M
EXG icon
403
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$9.04M 0.06%
971,520
+74,262
+8% +$667K
IRM icon
404
Iron Mountain
IRM
$36.1B
$9.03M 0.06%
243,975
-109,923
-31% -$3.68M
GPK icon
405
Graphic Packaging
GPK
$3.58B
$9.03M 0.06%
497,104
-7,050
-1% -$120K
RL icon
406
Ralph Lauren
RL
$23.6B
$8.96M 0.06%
72,736
-704
-1% -$80.3K
MQY icon
407
BlackRock MuniYield Quality Fund
MQY
$817M
$8.87M 0.06%
558,503
-6,890
-1% -$113K
COP icon
408
ConocoPhillips
COP
$141B
$8.86M 0.06%
167,294
+5,145
+3% +$254K
LEO
409
BNY Mellon Strategic Municipals
LEO
$387M
$8.85M 0.06%
1,036,029
+29,368
+3% +$249K
CII icon
410
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$8.81M 0.06%
456,109
+28,620
+7% +$525K
HBAN icon
411
Huntington Bancshares
HBAN
$35.5B
$8.76M 0.06%
557,241
-45,821
-8% -$687K
FATE icon
412
Fate Therapeutics
FATE
$326M
$8.73M 0.06%
105,930
+13,522
+15% +$1.3M
PARA
413
DELISTED
Paramount Global Class B
PARA
$8.71M 0.06%
193,112
-32,706
-14% -$2M
HPE icon
414
Hewlett Packard
HPE
$70.5B
$8.66M 0.06%
549,953
+155,085
+39% +$2.15M
NCV
415
Virtus Convertible & Income Fund
NCV
$390M
$8.58M 0.06%
379,118
-3,714
-1% -$85.7K
BDJ icon
416
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$8.56M 0.06%
904,868
+63,217
+8% +$558K
PGTI
417
DELISTED
PGT, Inc.
PGTI
$8.54M 0.06%
338,189
-40,888
-11% -$960K
ETV
418
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$8.52M 0.06%
549,888
-21,979
-4% -$335K
RHP icon
419
Ryman Hospitality Properties
RHP
$7.63B
$8.51M 0.06%
+109,767
New +$8.11M
IIPR icon
420
Innovative Industrial Properties
IIPR
$1.72B
$8.47M 0.06%
47,031
-15,954
-25% -$3.06M
MRVL icon
421
Marvell Technology
MRVL
$196B
$8.45M 0.06%
172,514
-11,800
-6% -$578K
ETB
422
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$8.37M 0.06%
531,914
+103,207
+24% +$1.55M
VAR
423
DELISTED
Varian Medical Systems, Inc.
VAR
$8.34M 0.05%
47,223
+237
+0.5% +$41.7K
USFD icon
424
US Foods
USFD
$24B
$8.32M 0.05%
218,226
-4,897
-2% -$177K
ZWS icon
425
Zurn Elkay Water Solutions
ZWS
$8.53B
$8.3M 0.05%
365,760
– –
15 16
17
18 19

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.