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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAR
401
DELISTED
Varian Medical Systems, Inc.
VAR
$8.22M 0.05%
46,986
+7,299
+18% +$1.27M
BOKF icon
402
BOK Financial
BOKF
$8.74B
$8.19M 0.05%
119,632
– –
ATO icon
403
Atmos Energy
ATO
$28.8B
$8.08M 0.05%
84,710
+20,668
+32% +$1.99M
SRLN icon
404
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$8.06M 0.05%
176,563
-12,289
-7% -$553K
CFG icon
405
Citizens Financial Group
CFG
$30.6B
$8.04M 0.05%
224,904
+24,213
+12% +$760K
NEV
406
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$7.99M 0.05%
489,831
-42,052
-8% -$639K
AJRD
407
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$7.95M 0.05%
150,332
+122,508
+440% +$4.92M
MSI icon
408
Motorola Solutions
MSI
$77.4B
$7.94M 0.05%
46,705
-11,129
-19% -$1.87M
MSCI icon
409
MSCI
MSCI
$40.9B
$7.89M 0.05%
17,679
-5,186
-23% -$2.03M
EXG icon
410
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$7.87M 0.05%
897,258
+29,483
+3% +$239K
OKTA icon
411
Okta
OKTA
$25.8B
$7.85M 0.05%
30,857
+23,866
+341% +$5.67M
BKH icon
412
Black Hills Corp
BKH
$5.69B
$7.82M 0.05%
127,230
+5,758
+5% +$344K
DSU icon
413
BlackRock Debt Strategies Fund
DSU
$597M
$7.82M 0.05%
747,863
+64,859
+9% +$652K
FDX icon
414
FedEx
FDX
$75.4B
$7.8M 0.05%
30,065
-5,211
-15% -$1.44M
CHKP icon
415
Check Point Software Technologies
CHKP
$13.1B
$7.76M 0.05%
58,390
+8,582
+17% +$1.05M
ORI icon
416
Old Republic International
ORI
$10.4B
$7.75M 0.05%
393,353
+26,003
+7% +$457K
PGTI
417
DELISTED
PGT, Inc.
PGTI
$7.71M 0.05%
379,077
-149,278
-28% -$2.78M
COR
418
DELISTED
Coresite Realty Corporation
COR
$7.65M 0.05%
61,031
-2,681
-4% -$333K
BYM
419
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$7.62M 0.05%
502,367
+38,613
+8% +$560K
RL icon
420
Ralph Lauren
RL
$23.6B
$7.62M 0.05%
73,440
-890
-1% -$74.7K
HBAN icon
421
Huntington Bancshares
HBAN
$35.5B
$7.62M 0.05%
603,062
-101,924
-14% -$1.16M
RF icon
422
Regions Financial
RF
$26.8B
$7.59M 0.05%
470,769
+40,464
+9% +$585K
FR icon
423
First Industrial Realty Trust
FR
$8.44B
$7.52M 0.05%
178,486
+82,126
+85% +$3.44M
ELV icon
424
Elevance Health
ELV
$85.5B
$7.51M 0.05%
23,386
+5,223
+29% +$1.6M
HSY icon
425
Hershey
HSY
$36.6B
$7.51M 0.05%
49,298
-23,107
-32% -$3.42M
15 16
17
18 19

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.