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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASML icon
401
ASML
ASML
$669B
$6.82M 0.05%
18,454
-1,998
-10% -$747K
AGG icon
402
iShares Core US Aggregate Bond ETF
AGG
$138B
$6.8M 0.05%
57,581
+1,267
+2% +$150K
WPC icon
403
W.P. Carey
WPC
$16.4B
$6.8M 0.05%
106,519
+23,000
+28% +$1.55M
ECL icon
404
Ecolab
ECL
$79.9B
$6.8M 0.05%
34,018
+4,014
+13% +$802K
DSU icon
405
BlackRock Debt Strategies Fund
DSU
$597M
$6.79M 0.05%
683,004
+26,335
+4% +$260K
VER
406
DELISTED
VEREIT, Inc.
VER
$6.78M 0.05%
208,613
-86,089
-29% -$2.84M
DD icon
407
DuPont de Nemours
DD
$19.2B
$6.74M 0.05%
96,730
+17,298
+22% +$1.21M
EXAS
408
DELISTED
Exact Sciences
EXAS
$6.72M 0.05%
65,971
-6,114
-8% -$528K
SPG icon
409
Simon Property Group
SPG
$72.3B
$6.68M 0.05%
103,287
-27,445
-21% -$1.8M
HZNP
410
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$6.68M 0.05%
85,948
-33,326
-28% -$2.29M
APH icon
411
Amphenol
APH
$209B
$6.66M 0.05%
246,028
+128,656
+110% +$3.39M
CIEN icon
412
Ciena
CIEN
$58.4B
$6.65M 0.05%
167,639
+10,121
+6% +$533K
HPQ icon
413
HP
HPQ
$27.5B
$6.65M 0.05%
350,112
+165,255
+89% +$3.02M
BYM
414
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$6.6M 0.05%
463,754
+16,677
+4% +$237K
CI icon
415
Cigna
CI
$74.6B
$6.59M 0.05%
38,925
+1,379
+4% +$243K
IQI icon
416
Invesco Quality Municipal Securities
IQI
$534M
$6.59M 0.05%
533,384
-4,299
-0.8% -$53.2K
FLRN icon
417
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$6.58M 0.05%
215,315
-65,920
-23% -$2.01M
VCV icon
418
Invesco California Value Municipal Income Trust
VCV
$522M
$6.58M 0.05%
526,978
+50,487
+11% +$623K
NSA
419
DELISTED
National Storage Affiliates Trust
NSA
$6.54M 0.05%
200,019
+132,975
+198% +$4.27M
SYK icon
420
Stryker
SYK
$130B
$6.54M 0.05%
31,393
-14,035
-31% -$2.73M
HRL icon
421
Hormel Foods
HRL
$13.8B
$6.53M 0.05%
133,503
+17,634
+15% +$885K
BKH icon
422
Black Hills Corp
BKH
$5.69B
$6.5M 0.05%
121,472
+3,982
+3% +$227K
CSQ icon
423
Calamos Strategic Total Return Fund
CSQ
$3.35B
$6.49M 0.05%
482,436
-29,916
-6% -$402K
HBAN icon
424
Huntington Bancshares
HBAN
$35.5B
$6.46M 0.05%
704,986
-233,507
-25% -$2.17M
EVM
425
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$6.46M 0.05%
568,780
+52,132
+10% +$601K
15 16
17
18 19

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.