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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKR icon
401
Baker Hughes
BKR
$61.3B
$7.72M 0.06%
332,621
+104,520
+46% +$2.45M
NMZ icon
402
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$7.71M 0.06%
540,106
-20,376
-4% -$289K
ARCC icon
403
Ares Capital
ARCC
$14.1B
$7.69M 0.06%
412,467
-2,178
-0.5% -$40.4K
SRLN icon
404
State Street Blackstone Senior Loan ETF
SRLN
$5.32B
$7.68M 0.06%
165,741
+15,455
+10% +$713K
BMRN icon
405
BioMarin Pharmaceuticals
BMRN
$11.7B
$7.67M 0.06%
113,874
-2,196
-2% -$169K
NSC icon
406
Norfolk Southern
NSC
$76.7B
$7.65M 0.06%
42,591
+6,092
+17% +$1.12M
CHW
407
Calamos Global Dynamic Income Fund
CHW
$542M
$7.61M 0.06%
971,649
-98,443
-9% -$782K
BOE icon
408
BlackRock Enhanced Global Dividend Trust
BOE
$682M
$7.56M 0.06%
724,910
-17,570
-2% -$183K
CPT icon
409
Camden Property Trust
CPT
$11B
$7.56M 0.06%
68,096
+781
+1% +$84.1K
VTA
410
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$7.56M 0.06%
686,254
-52,767
-7% -$582K
JBL icon
411
Jabil
JBL
$35.6B
$7.55M 0.06%
211,159
+1,964
+0.9% +$59.2K
CACC icon
412
Credit Acceptance
CACC
$6.15B
$7.5M 0.06%
16,263
+7,742
+91% +$3.66M
TSLX icon
413
Sixth Street Specialty
TSLX
$1.71B
$7.42M 0.06%
353,899
-401
-0.1% -$8.14K
BAX icon
414
Baxter International
BAX
$14.7B
$7.41M 0.06%
84,760
-18,436
-18% -$1.57M
BIDU icon
415
Baidu
BIDU
$38.2B
$7.35M 0.06%
71,512
+3,130
+5% +$336K
EFR
416
Eaton Vance Senior Floating-Rate Fund
EFR
$315M
$7.32M 0.06%
561,533
+19,319
+4% +$252K
FE icon
417
FirstEnergy
FE
$27.9B
$7.3M 0.06%
151,422
-15,366
-9% -$696K
MCA
418
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$7.27M 0.06%
505,189
+59,582
+13% +$853K
NEV
419
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$7.26M 0.06%
506,257
+45,412
+10% +$663K
CCD
420
Calamos Dynamic Convertible & Income Fund
CCD
$736M
$7.25M 0.06%
359,955
-55,968
-13% -$1.14M
HIG icon
421
Hartford Financial Services
HIG
$38.9B
$7.25M 0.06%
119,640
-11,006
-8% -$644K
HAS icon
422
Hasbro
HAS
$12.9B
$7.24M 0.06%
60,983
-1,906
-3% -$217K
PNFP icon
423
Pinnacle Financial Partners Inc
PNFP
$16.5B
$7.21M 0.06%
127,116
+1,028
+0.8% +$57.5K
CBRE icon
424
CBRE Group
CBRE
$43.7B
$7.21M 0.06%
135,981
-12,745
-9% -$670K
HIW icon
425
Highwoods Properties
HIW
$3.64B
$7.18M 0.06%
159,821
+112,897
+241% +$4.95M
15 16
17
18 19

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.