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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIX icon
401
Edison International
EIX
$30.3B
$43.6M 0.1%
689,628
+66,141
+11% +$5.05M
JWN
402
DELISTED
Nordstrom
JWN
$43.4M 0.1%
916,574
+210,374
+30% +$9.06M
HWM icon
403
Howmet Aerospace
HWM
$111B
$43.3M 0.1%
2,074,146
-681,353
-25% -$13.3M
WTW icon
404
Willis Towers Watson
WTW
$31.7B
$43.3M 0.1%
287,548
+37,743
+15% +$5.96M
WHR icon
405
Whirlpool
WHR
$2.47B
$43.2M 0.1%
256,191
+29,680
+13% +$5.03M
ED icon
406
Consolidated Edison
ED
$40.4B
$43.1M 0.1%
507,751
-137,005
-21% -$11.8M
NFX
407
DELISTED
Newfield Exploration
NFX
$43.1M 0.1%
1,366,343
-74,960
-5% -$2.27M
NBL
408
DELISTED
Noble Energy, Inc.
NBL
$43.1M 0.1%
1,478,202
+28,550
+2% +$782K
EQR icon
409
Equity Residential
EQR
$25.2B
$42.7M 0.1%
670,210
+40,449
+6% +$2.7M
LEN icon
410
Lennar Class A
LEN
$20.2B
$42.6M 0.1%
696,086
-291,573
-30% -$16.6M
XEC
411
DELISTED
CIMAREX ENERGY CO
XEC
$42.6M 0.1%
349,245
-770
-0.2% -$89.8K
BHF icon
412
Brighthouse Financial
BHF
$3.64B
$42.3M 0.1%
722,165
+33,521
+5% +$1.98M
CTRA
413
DELISTED
Coterra Energy
CTRA
$42.3M 0.1%
1,477,413
+66,679
+5% +$1.83M
NI icon
414
NiSource
NI
$21.6B
$42M 0.1%
1,636,218
+236,594
+17% +$6.28M
LNT icon
415
Alliant Energy
LNT
$18.3B
$41.9M 0.1%
982,883
-37,024
-4% -$1.61M
IRM icon
416
Iron Mountain
IRM
$37.1B
$41.8M 0.1%
1,106,652
+282,881
+34% +$11.2M
DE icon
417
Deere & Co
DE
$162B
$41.7M 0.1%
266,570
-42,203
-14% -$5.91M
ROST icon
418
Ross Stores
ROST
$81B
$41.6M 0.1%
518,543
-307,910
-37% -$21.5M
NRG icon
419
NRG Energy
NRG
$28.3B
$41.6M 0.1%
1,461,055
-459,163
-24% -$12.5M
J icon
420
Jacobs Solutions
J
$15.7B
$41.5M 0.1%
761,541
-186,629
-20% -$9.57M
DFS
421
DELISTED
Discover Financial Services
DFS
$41.4M 0.1%
538,825
-339,003
-39% -$23.3M
TXT icon
422
Textron
TXT
$15B
$41.4M 0.1%
731,752
-78,915
-10% -$4.3M
ALB icon
423
Albemarle
ALB
$13.9B
$41.4M 0.1%
323,443
-167,620
-34% -$22.7M
TWX
424
DELISTED
Time Warner Inc
TWX
$41.4M 0.1%
452,158
-71,109
-14% -$6.72M
APA icon
425
APA Corp
APA
$12.8B
$41.3M 0.1%
977,104
+68,518
+8% +$2.88M
15 16
17
18 19

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NMIFOAC
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.