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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKR icon
401
Baker Hughes
BKR
$59.5B
$41.2M 0.1%
+1,125,652
New +$40M
BALL icon
402
Ball Corp
BALL
$17.4B
$41.2M 0.1%
997,519
+100,403
+11% +$4.12M
SRE icon
403
Sempra
SRE
$58.6B
$41.2M 0.1%
721,856
-40,988
-5% -$2.37M
LH icon
404
Labcorp
LH
$25.9B
$41.2M 0.1%
317,347
-64,766
-17% -$8.64M
NKE icon
405
Nike
NKE
$62.7B
$41.1M 0.1%
793,651
+37,203
+5% +$2.09M
NBL
406
DELISTED
Noble Energy, Inc.
NBL
$41.1M 0.1%
1,449,652
+253,662
+21% +$6.68M
GPC icon
407
Genuine Parts
GPC
$17.2B
$41.1M 0.1%
429,214
-1,953
-0.5% -$166K
STT icon
408
State Street
STT
$50.2B
$40.9M 0.1%
428,422
-20,317
-5% -$1.89M
FSLR icon
409
First Solar
FSLR
$22.1B
$40.8M 0.1%
888,739
+137,527
+18% +$6.38M
CHK
410
DELISTED
Chesapeake Energy Corporation
CHK
$40.8M 0.1%
47,382
+7,099
+18% +$6.09M
CF icon
411
CF Industries
CF
$19.3B
$40.7M 0.1%
1,156,826
-159,506
-12% -$4.92M
GL icon
412
Globe Life
GL
$14.2B
$40.6M 0.1%
507,274
-10,674
-2% -$832K
ROK icon
413
Rockwell Automation
ROK
$52.4B
$40.5M 0.1%
227,095
-2,857
-1% -$475K
IFF icon
414
International Flavors & Fragrances
IFF
$20.3B
$40.5M 0.1%
283,076
-17,688
-6% -$2.43M
RJF icon
415
Raymond James Financial
RJF
$33.6B
$40.4M 0.09%
718,887
+16,758
+2% +$904K
NSC icon
416
Norfolk Southern
NSC
$75B
$40.2M 0.09%
304,385
-39,340
-11% -$4.78M
MON
417
DELISTED
Monsanto Co
MON
$40.1M 0.09%
334,998
-29,691
-8% -$3.49M
COO icon
418
Cooper Companies
COO
$14.2B
$39.8M 0.09%
672,020
-31,804
-5% -$1.94M
XEC
419
DELISTED
CIMAREX ENERGY CO
XEC
$39.8M 0.09%
350,015
+6,533
+2% +$652K
HSIC icon
420
Henry Schein
HSIC
$9.7B
$39.8M 0.09%
618,437
+15,571
+3% +$1.06M
OMC icon
421
Omnicom Group
OMC
$21.8B
$39.6M 0.09%
535,193
+86,261
+19% +$6.65M
KIM icon
422
Kimco Realty
KIM
$17.2B
$39.6M 0.09%
2,026,630
-249,009
-11% -$4.88M
VAR
423
DELISTED
Varian Medical Systems, Inc.
VAR
$39.5M 0.09%
395,218
-27,840
-7% -$2.86M
FTI icon
424
TechnipFMC
FTI
$27.5B
$39.5M 0.09%
1,899,997
+213,351
+13% +$4.28M
CMA
425
DELISTED
Comerica
CMA
$39.4M 0.09%
517,013
+55,643
+12% +$3.99M
15 16
17
18 19

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AAMU
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.