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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
401
Yum! Brands
YUM
$41.8B
$36.7M 0.11%
579,593
+82,176
+17% +$5.16M
HSIC icon
402
Henry Schein
HSIC
$9.77B
$36.6M 0.1%
615,050
+77,903
+15% +$4.7M
NKE icon
403
Nike
NKE
$61.9B
$36.5M 0.1%
717,565
-96,439
-12% -$4.95M
MAS icon
404
Masco
MAS
$14.1B
$36M 0.1%
1,138,971
-419,067
-27% -$13.4M
DVN icon
405
Devon Energy
DVN
$52.1B
$36M 0.1%
788,164
+138,288
+21% +$6.11M
NUE icon
406
Nucor
NUE
$58.6B
$35.8M 0.1%
602,274
-212,624
-26% -$11.9M
ECL icon
407
Ecolab
ECL
$78.1B
$35.7M 0.1%
304,570
+51,465
+20% +$6.02M
XRAY icon
408
Dentsply Sirona
XRAY
$2.68B
$35.6M 0.1%
617,104
+69,883
+13% +$4.13M
NDAQ icon
409
Nasdaq
NDAQ
$52.7B
$35.5M 0.1%
1,588,602
+559,731
+54% +$12.3M
CF icon
410
CF Industries
CF
$19.2B
$35.4M 0.1%
1,125,511
+58,861
+6% +$1.58M
TFCFA
411
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$35.4M 0.1%
1,261,216
-2,741
-0.2% -$73.7K
HAS icon
412
Hasbro
HAS
$13.2B
$35.3M 0.1%
453,900
+171,520
+61% +$14.2M
ALLE icon
413
Allegion
ALLE
$13.4B
$35.3M 0.1%
550,882
+126,134
+30% +$8.35M
LNT icon
414
Alliant Energy
LNT
$18.3B
$35.2M 0.1%
928,601
+46,676
+5% +$1.72M
RRC icon
415
Range Resources
RRC
$9.38B
$34.9M 0.1%
1,015,702
+247,245
+32% +$8.85M
LVLT
416
DELISTED
Level 3 Communications Inc
LVLT
$34.8M 0.1%
618,285
-50,468
-8% -$2.67M
NBL
417
DELISTED
Noble Energy, Inc.
NBL
$34.7M 0.1%
911,259
+149,599
+20% +$5.56M
COO icon
418
Cooper Companies
COO
$14.1B
$34.6M 0.1%
791,232
+111,004
+16% +$4.85M
MTD icon
419
Mettler-Toledo International
MTD
$28.6B
$34.5M 0.1%
82,489
+7,126
+9% +$2.97M
NI icon
420
NiSource
NI
$21.3B
$34.4M 0.1%
1,553,590
+41,881
+3% +$932K
CXO
421
DELISTED
CONCHO RESOURCES INC.
CXO
$34.3M 0.1%
258,307
+42,776
+20% +$5.82M
NSC icon
422
Norfolk Southern
NSC
$75.4B
$34.2M 0.1%
316,534
+8,270
+3% +$835K
XEC
423
DELISTED
CIMAREX ENERGY CO
XEC
$34.2M 0.1%
251,573
+42,532
+20% +$5.7M
PHM icon
424
Pultegroup
PHM
$24.1B
$34.2M 0.1%
1,858,970
+511,828
+38% +$9.72M
BEN icon
425
Franklin Resources
BEN
$17.6B
$34.1M 0.1%
862,111
+145,567
+20% +$5.45M
15 16
17
18 19

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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.