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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.32%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.75B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRGO icon
401
Perrigo
PRGO
$1.48B
$29.1M 0.09%
185,139
-44,746
-19% -$8.21M
PYPL icon
402
PayPal
PYPL
$49.5B
$29.1M 0.09%
+937,866
New +$33.6M
FMER
403
DELISTED
FIRSTMERIT CORP
FMER
$29M 0.09%
1,642,425
-561,721
-25% -$10.5M
SRE icon
404
Sempra
SRE
$57.3B
$28.8M 0.09%
595,394
-20,002
-3% -$984K
CHK
405
DELISTED
Chesapeake Energy Corporation
CHK
$28.7M 0.09%
19,570
+3,399
+21% +$5.77M
WM icon
406
Waste Management
WM
$90.5B
$28.6M 0.09%
575,084
-140,634
-20% -$7.01M
GRMN
407
Garmin
GRMN
$58.8B
$28.6M 0.09%
796,146
+84,234
+12% +$3.35M
PFG icon
408
Principal Financial Group
PFG
$24.6B
$28.5M 0.09%
601,593
-222,901
-27% -$11.6M
SON icon
409
Sonoco
SON
$5.58B
$28.5M 0.09%
754,029
-253,449
-25% -$10.3M
BMR
410
DELISTED
BIOMED REALTY TRUST INC
BMR
$28.3M 0.09%
1,416,760
-371,132
-21% -$7.42M
MS icon
411
Morgan Stanley
MS
$332B
$28.1M 0.09%
890,754
-84,979
-9% -$3.09M
HCBK
412
DELISTED
HUDSON CITY BANCORP INC
HCBK
$27.9M 0.09%
2,746,982
-452,415
-14% -$4.47M
ETN icon
413
Eaton
ETN
$170B
$27.7M 0.09%
539,764
+28,748
+6% +$1.7M
CVC
414
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$27.5M 0.08%
847,706
-328,527
-28% -$8.95M
CAM
415
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$27.4M 0.08%
446,703
-336,059
-43% -$18.5M
MDVN
416
DELISTED
MEDIVATION, INC.
MDVN
$27.4M 0.08%
643,989
+32,143
+5% +$1.59M
FLR icon
417
Fluor
FLR
$7.01B
$27.4M 0.08%
646,185
-43,553
-6% -$2.04M
RITM icon
418
Rithm Capital
RITM
$5.62B
$27.3M 0.08%
2,085,839
-97,076
-4% -$1.43M
SKX
419
DELISTED
Skechers
SKX
$27.3M 0.08%
610,596
+351,603
+136% +$16M
BNY
420
Bank of New York Mellon
BNY
$106B
$27.2M 0.08%
695,774
-217,743
-24% -$9.05M
GNW icon
421
Genworth Financial
GNW
$3.76B
$27.2M 0.08%
5,887,419
+501,515
+9% +$2.95M
JCI icon
422
Johnson Controls International
JCI
$88.7B
$27.1M 0.08%
625,722
+21,626
+4% +$997K
NUE icon
423
Nucor
NUE
$59.5B
$27.1M 0.08%
720,594
-28,214
-4% -$1.21M
MUR icon
424
Murphy Oil
MUR
$5.55B
$27M 0.08%
1,116,797
+187,152
+20% +$5.98M
HBAN icon
425
Huntington Bancshares
HBAN
$35.1B
$27M 0.08%
2,546,500
-780,100
-23% -$8.7M
15 16
17
18 19

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.75B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.